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Highlights By now, the Kingdom of Saudi Arabia (KSA) and Russia have figured out that if each cuts 500k b/d of production, the revenue enhancement for both will be well worth the foregone volumes. Even without additional cuts from other OPEC and non-OPEC producers - most of whom already have seen output drop as a result of OPEC's market-share war - KSA and Russia benefit. A 1mm b/d cut would accelerate the draw in oil inventories next year, allowing U.S. shale-oil producers to quickly move to replace shut-in output. Importantly, shale producers' marginal costs will then begin to set market prices. Longer term, KSA and Russia would have to manage their production in a way that keeps shale on the margin. Whether they can continue to cooperate over the long term remains to be seen. Energy: Overweight. We are recommending investors go long February 2017 $50 Brent calls vs. short $55 Brent calls, in anticipation of a production cut from KSA and Russia. Base Metals: Neutral. We remain neutral base metals, despite the better-than-expected PMIs for China reported earlier this week. Precious Metals: Neutral. We are moving our gold buy-stop to $1,250/oz from $1,210/oz, expecting higher core PCE inflation. Ags/Softs: Underweight. We are recommending a strategic long position in Jul/17 corn versus a short in July/17 sugar. Feature The options market gives a 43% probability to Brent prices exceeding $50/bbl by the end of this year (Chart of the Week). We think these odds are too low, given our expectation KSA and Russia will announce production cuts of 500k b/d each at the OPEC meeting scheduled for November 30, 2016 in Vienna. Chart of the WeekOptions Probability Brent Exceeds $50/bbl By Year-End Is Less Than 50% A production cut totaling 1mm b/d - plus whatever additional volumes are contributed by GCC OPEC members - will, in all likelihood, send Brent prices back above $50/bbl by year end. This is a fairly high-conviction call for us: We are putting the odds prices will exceed $50/bbl by year-end closer to 80%. As such, we are opening a Brent call spread, getting long February 2017 $50 Brent calls vs. short $55 Brent calls, in anticipation of this production cut from KSA and Russia.1 There are two simple facts driving our assessment: KSA and Russia are desperate for cash - they're both trying to source FDI, and will continue to need external financing for years. They can't wait for supply destruction to remove excess production from the market, given all they want to accomplish in the next two years. The vast majority of income for these states is derived from hydrocarbon sales - 70% by one estimate for Russia, and 90% for KSA - and both have seen painful contractions in their economies during the oil-price collapse, which forced them to cut social spending, raise fees, issue bonds and sell sovereign equity assets.2 With the exception of KSA, Russia, Iraq and Iran, most of the rest of the producers in the world have seen crude oil output fall precipitously - particularly poorer non-Gulf OPEC states (Chart 2), and market-driven economies like the U.S. (Chart 3). Thus, KSA's insistence that others bear the pain of cutting production has already been realized. Iran and Iraq, which together are producing ~ 8mm b/d, maintain they should be exempt from any production freeze or cut, given their economies are in the early stages of recovering from economic sanctions related to a nuclear program and years of war, respectively. Chart 2GCC OPEC Production Surges, ##br##Non-Gulf OPEC Production Collapses Chart 3Russia' Gains Lift Non-OPEC Production;##br## U.S. Declines Continue Why Would KSA And Russia Act Now? Neither trusts the other, which is why neither cut production unilaterally to accelerate storage drawdowns. Any unilateral cut would have ceded market share to the arch rival. Both states have gone to great efforts to show they can increase production even in a down market, just to make the point that they would not give away hard-won market share (Chart 4). Chart 4KSA and Russia Devoted##br## Significant Resources to Lift Production These states are at polar-opposite ends of the geopolitical spectrum - KSA is supporting Iran's enemies in proxy wars throughout the Middle East, while Russia is supporting Iran and its allies. In the oil markets, they are both going after the same customers in Asia and Europe. Each state had to convince the other it could endure the pain of lower prices, which brought both to the table at Algiers, and allowed their continued dialogue since then to flourish. Globally, the market rebalancing already is mostly - if not completely - done. Excess production has been removed from the market, and very shortly we will see inventory drawdowns accelerate. But, if KSA and Russia leave this process to the market, we may be looking at 2017H2 before stocks start to draw hard. By cutting production now, KSA and Russia accelerate the stock draw and hasten the day when shale is setting the marginal price in the market. While shale now is comfortably in the middle of the global cost curve, it still sits above KSA's and Russia's cost curve, which means the marginal revenue to both will be higher than if their marginal costs are driving global pricing. Both states have a lot they want to do next year and in 2018: Russia is looking to sell 19.5% of Rosneft; KSA is looking to issue more debt and IPO Aramco. Both must convince FDI that the money that's invested in their industries will not be wasted because production has not been reined in. And, they both must keep restive populations under control. Cutting production by 1mm b/d or more would push prices back above $50/bbl, perhaps higher, resulting in incremental income of some $50mm to $75mm per day for KSA and Russia. Viewed another way, the incremental revenue generated annually by higher prices brought on by lower production would service multiples of KSA's first-ever $17.5 billion global debt issue brought to market last month. Both KSA and Russia will be able to lever their production more - literally support more debt issuance - by curtailing production now. KSA will need that leverage to pull off the diversification it is attempting under its Vision 2030 initiative. Russia would be able to do more with higher revenues, as well. Balances Point To Supply Deficit Next Year The meetings - "sideline" and otherwise - in Algiers, Istanbul and Vienna over the past month or so at various producer-consumer conclaves were attended mostly by producers that already have endured painful revenue cutbacks brought on by the OPEC market-share war declared in November 2014. Even those producers that did not endure massive production cuts - e.g., Canada, where oil-sands investments sanctioned prior to the price collapse continue to come on line despite low prices - will see far lower E&P investment activity going forward, given the current price environment. Chart 5Oil Markets Will Go Into Deficit Next Year Global oil supply growth will be relatively flat this year and next (Chart 5). This will create a physical deficit in supply-demand balances, even with our weaker consumption-growth expectation: We've lowered our growth estimate to 1.30mm b/d this year, and expect 1.34mm b/d growth next year. We revised demand growth lower based on actual data from the U.S. EIA and weaker projections for global growth.3 Among the major producers, only Iran, Iraq, KSA, and Russia increased output yoy. North America considered as a whole is down despite Canada's gains, and will stay down till 2017H2, based on our balances assessments. South America is essentially flat this year and next. The North Sea's up slightly this year, down more than 5% yoy in 2017, while the Middle East ex-OPEC is flat. Lastly, we expect China's production to be down close to 7% this year, and almost 4% next year. Managing The KSA-Russia Production Cut If KSA and Russia can cut 1mm b/d of production, they'd have to actively manage global balances so that the U.S. shale barrel meets the bulk of demand increases, while conventional reserves fill in decline-curve losses. Iran and Iraq together will be up 1mm b/d this year, but only 350k b/d next year. Both states are going to have a tough time attracting FDI to accelerate production gains, although ex-North America, these states probably have a higher likelihood of attracting investment than Non-Gulf OPEC, which is in terrible shape, and will have a hard time funding projects. Recently recovered Libyan and Nigerian output likely is the best they will be able to do until additional FDI arrives.4 At low price levels, even KSA can't realize the full value of the assets it is attempting to sell and the debt it will be servicing (lower prices mean lower rating from rating agencies). This is a worry for KSA, as it looks to IPO 5% of Aramco and issue more debt.5 Without higher prices, they will need to continue to slash spending, cut defense budgets, salaries and bonuses, and begin to levy taxes and fees. Below $50/bbl Brent, Russia faces similar constraints, and cannot expect to realize the full value of the 19.5% share of Rosneft it hopes to sell into the public market. Net, if KSA and Russia can get prices up above $50/bbl by cutting 1mm from their combined production and increase their gross revenues doing so, it's a major win for them. Such a cut would bring forward the global inventory drawdown we presently see picking up steam in 2017H2 without any reductions in production. In addition, because International Oil Companies (IOCs) are limited in terms of capex they can deploy to invest in National Oil Company (NOC) projects, conventional oil reserves will not be developed in the near term due to funding constraints. That, and higher capex being devoted to the U.S. shales, will keep a lid on production growth ex-U.S. Given how we see investment in production playing out over the medium term - i.e., 3 - 5 years - it will fall to the U.S. shales and Iran-Iraq production to find the barrels to meet demand increases and to replace production lost to natural declines. Given that we expect non-Gulf OPEC yoy production in 2017 to be down close to 1.3mm b/d (or -13%), and that we expect Brazil to be flat next year, cutting 1mm b/d from KSA and Russia's near-record levels of production is a bet both states will find worth taking, in order to lift and stabilize prices over the medium term. GCC OPEC production is expected to be up ~ 1% next year, or ~ 150kb/d, so these states have some scope for reducing output, as well. Price Implications If KSA and Russia Cut If we do indeed see KSA and Russia reduce output 1mm b/d as we expect, we expect storage draws will likely accelerate next year, which will flatten WTI and Brent forward curves, and send both into backwardation (Chart 6). We also would expect prices to move toward $55/bbl in the front of the WTI and Brent forward curves, once the storage draws start backwardating these curves. This would be a boon to KSA's and Russia's gross revenues, generating ~ $75mm a day of incremental revenue post-production cuts. Chart 6Expect Backwardation With ##br##A KSA-Russia Production Cut Given this expected dynamic, we recommend going long a February 2017 Brent call spread: Buy the $50 Brent call and sell the $55/bbl Brent call. We also recommend getting long WTI front-to-back spreads expecting a backwardation by mid-year or thereabouts: Specifically, we recommend getting long August 2017 WTI futures vs. short November 2017 WTI futures. This scenario also will be bullish for our Energy Sector Strategy's preferred fracking Equipment services companies, HAL and SLCA. ...And if They Fail to Cut Production? If KSA and Russia fail to cut production, and instead freeze it or raise output following the November OPEC meeting, the market will quickly look through their inaction and continue to price to the actual supply destruction we've been observing for the better part of this year. In such a scenario, prices will push into the lower part of our expected $40 to $65/bbl price range for a longer period of time, which not only will prolong the financial stress of OPEC and non-OPEC producers, but will keep the probability of a significant loss of exports from poorer OPEC states elevated. Either way, global inventories will be significantly reduced by the end of 2017, either because of a production cut by KSA and Russia, or because of continued supply destruction brought about by lower prices. Bottom Line: We expect KSA and Russia to announce a 1mm b/d production cut at the upcoming OPEC meeting at the end of this month. This will rally crude oil prices above $50/bbl, and accelerate the drawdown in global storage levels, which will backwardate Brent and WTI forward curves. We recommend getting long Feb17 $50/bbl Brent calls vs. short $55/bbl Brent calls, and getting long Jul17 WTI vs. short Nov17 WTI futures in anticipation of these cuts. Robert P. Ryan, Senior Vice President Commodity & Energy Strategy rryan@bcaresearch.com SOFTS Sugar: Downgrade To Strategically Bearish, Look To Go Long Corn Vs. Sugar We downgrade our strategic sugar view from neutral to bearish, as we expect a much smaller supply deficit next year. We also downgrade our tactical sugar view from bullish to neutral, as prices have already surged over 120% since last August. We expect corn to outperform sugar in 2017. Brazil will likely increase its imports of cheaper U.S. corn-based ethanol. We look to long July/17 corn versus July/17 sugar if the price ratio drops to 17 (current: 17.94). If the position gets filled, we suggest a 5% stop-loss to limit the downside risk. Sugar prices have rallied more than 120% since last August on large supply deficits and an extremely low global stock-to-use ratio (Chart 7). Falling acreage and unfavorable weather have reduced sugarcane supplies from major producing countries Brazil, India, China and Thailand. Chart 7Sugar Tactically Neutral, Strategically Bearish Tactically, We Revise Our Sugar View From Bullish To Neutral. Sugar prices are likely to stay high over next three to six months on tight supplies. The global sugar stock-to-use ratio is at its lowest level since 2010 (Chart 7, panel 3). Inventories in India and China fell to a six-year low while inventories in the European Union (EU) were depleted to all-time lows. These three regions together accounted for 36.7% of global sugar consumption last year. However, we believe prices will have limited upside over next three to six months. Despite tight inventories, India and China likely will not increase imports. India currently has a 40% tax on sugar imports, and the government also imposed a 20% duty on its sugar exports in June to boost domestic supply. China started an investigation into the country's soaring sugar imports in late September. The probe will last six months, with an option to extend the deadline. In the meantime, other sugar importers likely will reduce or delay their sugar purchases because of currently high prices. Lastly, speculative buying is running out of steam, as traders already are deeply long sugar - net speculative positions as a percentage of total open interest is sitting at record-high levels (Chart 7, panel 4). Strategically, We Downgrade Our Sugar View From Neutral To Bearish. Assuming normal weather conditions across major producing countries next year, we believe the global sugar market will have a much smaller supply deficit over a one-year time horizon. Although sugar prices in USD terms reached their highest level since July 2012, prices in other currencies actually rose to all-time highs (Chart 8). Record high sugar prices in these countries will encourage planting and investment, which will consequently result in higher sugar production, especially in Brazil, India and Thailand. This year, due to adverse weather during April-September, the USDA has revised down its sugarcane output estimates for Brazil and Thailand by 3.2% and 7.1%, respectively. Assuming a return of normal weather next year, we expect sugarcane output in these two countries to recover. Farmers in China and India have cut their sown acreage for sugarcane this year on extremely low prices late last year and early this year. With prices up significantly in the latter half of this year, we expect sugar output in these two countries to rebound on acreage recovery as well. In addition, Brazilian sugar mills have clearly preferred producing sugar over ethanol so far this year on surging global sugar prices. According to the Brazilian Sugarcane Industry Association (UNICA), for the accumulated production until October 1, 2016, 46.31% of sugarcane was used to produce sugar, a considerable increase from 41.72% for the same period of last year. We expect this trend to continue in 2017, adding more sugar supply to the global market. Moreover, as the market becomes more balanced next year, speculators will likely unwind their huge long positions, which may accelerate a price drop sometime next year (Chart 7, panel 4). Where China Stands In The Global Sugar Market? China is the world's biggest sugar importer, the third-largest consumer and the fifth-biggest producer, accounting for 14.2% of global imports, 10.3% of global consumption and 4.9% of global production, respectively (Chart 9, panel 1). Chart 8Sugar Supply Will Increase In 2017 Chart 9Chinese Sugar Imports May Slow Sugar production costs are much higher in China than in Brazil and Thailand, due to higher wages and low rates of mechanization. Falling sugar prices in 2011-2015 further reduced the profitability of Chinese sugar producers. As a result, the sugarcane-sown area in China has dropped 24% in three years, resulting in a huge supply deficit (Chart 9, panel 2). Because domestic prices are much higher than global prices, the country has boosted its imports rapidly in recent years (Chart 9, panel 3). We believe, in the near term, the recently announced investigation into surging sugar imports will slow the inflow of sugar into the country, which will be negative for global sugar prices. In the longer term, the sugarcane-sown area in China will recover on elevated sugar prices, indicating the country's production is set to rebound, which likely will reduce its sugar imports. This is in line with our strategic bearish view. Chart 10Corn Is Likely To Outperform Sugar In 2017 Risks To Our Sugar View In the near term, sugar prices could rally further on negative weather news or if the USDA revises down its estimates of global sugar production and inventories. Prices also could go down sharply if speculators unwind their huge long positions before the year end. We will re-evaluate our sugar view if one of these risks materializes. In the long term, if adverse weather occurs and damages the Brazilian sugarcane yield outlook for next season, which, in general starts harvesting next April, we may upgrade our bearish view to bullish. How To Profit From The Sugar Market? In the softs market, we continue to prefer relative-value trades to outright positions. With regards to sugar, we look to go long corn vs. short sugar, as we expect corn to outperform sugar in 2017. Both sugar and corn are used in ethanol production. Ethanol is also a globally tradable commodity. While sugar prices rose to four-year highs, corn prices fell to seven-year lows, resulting in a significant increase in Brazilian sugar-based ethanol production costs and a considerable drop in U.S. corn-based ethanol production costs. We believe the current high sugar/corn price ratio is unlikely to sustain itself, as Brazil will likely increase its imports of cheaper U.S. corn-based ethanol (Chart 10, panels 1, 2 and 3). In addition, global ethanol importers will also prefer buying U.S. corn-based ethanol over Brazilian sugar-based ethanol. Eventually, this should bring down the sugar/corn price ratio to its normal range. Therefore, we look to long July/17 corn versus July/17 sugar if the price ratio drops to 17 (current: 17.94) (Chart 10, panel 4). If the position gets filled, we suggest a 5% stop-loss to limit the downside risk. In addition to the risks related to the fundamentals, this pair trade also faces the risk of a steep contango in the corn futures curve, and a steep backwardation in the sugar futures curve. The July/17 corn prices are 6.2% higher than the nearest futures prices and July/17 sugar prices are 5.2% lower than the nearest sugar futures prices. Long Wheat/Short Soybeans Relative Trade On another note, our long Mar/17 wheat/short Mar/17 soybeans relative trade was stopped out at a 5% loss on October 26. We still expect wheat to outperform soybeans over next three to six months. We will re-initiate this relative trade if the ratio drops to 0.41 (current: 0.426) (Chart 10, bottom panel). Ellen JingYuan He, Editor/Strategist ellenj@bcaresearch.com 1 The Feb17 options expire 22 December 2016, three weeks after the OPEC meeting. 2 Please see Commodity & Energy Strategy Weekly Report "Ignore The KSA - Russia Production Pact, Focus Instead On The Need For Cash," dated September 8, 2016, available at ces.bcaresearch.com. 3 The IMF expects slightly slower global GDP growth this year (3.1%), and a slight pick-up next year (3.4%). Please see "Subdued Demand, Symptoms and Remedies," in the October 2016 IMF World Economic Outlook. 4 Please see "OPEC Special-Case Nations Add 450,000 Barrels in Threat to Deal," by Angelina Rascouet and Grant Smith, published by Bloomberg news service November 2, 2016. 5 Please see Commodity & Energy Strategy Weekly Report "Desperate Times, Desperate Measures: Aramco And The Saudi Security Dilemma," dated January 14, 2016, available at ces.bcaresearch.com. Investment Views and Themes Recommendations Strategic Recommendations Tactical Trades Commodity Prices and Plays Reference Table Closed Trades
Highlights The RMB will continue to drift lower against a broadly stronger dollar, but the risk of chaotic depreciation is very low. The TWD will likely remain strong in the near term, mostly due to the unyielding strength in the JPY, but it should depreciate both against the dollar and in trade-weighted terms over the medium-to-long term. Hong Kong's currency peg will not be challenged, and will rise along with the greenback, but this will prove to be deflationary for its economy and asset prices. Feature The broad trend in the U.S. dollar will remain the dominant global macro force in the near term, which in turn will dictate the performances of the three currencies in the Greater China region. Historically these currencies have had a lower "beta" - i.e. systematically lower volatility than most of their global peers. This week we review the unique driving forces behind these currencies and the cyclical dynamics of their respective economies. In a nutshell, the fundamentals of these currencies are stronger than most of their global counterparts, which diminishes the odds of outsized depreciation. Therefore, they will remain "low-beta" plays, and may even appreciate in trade-weighted terms as the dollar strengthens. The RMB: Drifting With The Flow The USD/CNY has now approached 6.8, the level at which the RMB was essentially pegged to the dollar post the global financial crisis until late 2010 (Chart 1). This has raised speculation that the People's Bank of China (PBoC) may once again soft-peg the RMB around current levels to the U.S. dollar. While there is no doubt that the PBoC will maintain tight control over the exchange rate, it is impossible to predict how the central bank intends to control it in the near term. We suspect the path of least resistance is for the RMB to continue to drift lower against a broadly stronger dollar, but the risk of chaotic depreciation is very low. First, much of the RMB's valuation froth has been cleansed through a combination of nominal depreciation and lower inflation. The RMB's 12% depreciation against the dollar since its all-time peak in January 2014 has erased all the gains since 2010 and has weakened the currency by over 10% in real effective terms since its historical high in mid-2015 - non-trivial moves for a tightly managed currency. Our models suggest that the RMB is no longer overvalued either against the dollar or in real effective terms, as discussed in recent reports.1 Similarly the trade-weighted RMB has been oscillating around a well-defined uptrend in the past decade, and it depreciation since last year has pushed the currency from a two-sigma overshoot above its long-term trend to a two-sigma undershoot (Chart 2). Chart 1Will The RMB Be Re-pegged? Chart 2The RMB And Long Term Trend Second, most market participants have focused squarely on the destabilizing impact of the RMB depreciation, but have ignored the reflationary benefits of a weaker currency. For a large open economy, the exchange rate matters materially. The RMB's 10% depreciation in trade-weighted terms has significantly boosted profit margins of Chinese exporters. Even though export prices measured in dollar terms are still declining, they have increased sharply in RMB terms, boosting profits as well as overall industrial activity (Chart 3). The most recent readings of purchasing managers' surveys released early this week confirm that the manufacturing sector has continued to recover, and currency weakness may be an important factor behind the regained strength (Chart 4). In the near term, the performance of the USD/CNY is largely dictated by the dollar's trend, but the downside of the RMB should be self-limiting, as the reflationary impact of a weaker exchange rate will help boost Chinese growth, which in turn will reduce downward pressure on the Chinese currency. Chart 3A Weaker RMB Helps Exporters' Profits Chart 4A Weaker RMB Leads Cyclical Recovery Finally, the risk of major RMB depreciation largely hinges on whether China would suffer massive capital flight that depletes its foreign exchange reserves. The risk certainly cannot be ignored, but the odds are low for now. The lion's share of China's capital outflows in the past two years have been attributable to Chinese firms paying back borrowings in foreign currencies. Therefore, the pressure for capital outflows will diminish as foreign debts are paid back (Chart 5). In addition, we expect Chinese regulators to strengthen capital account restrictions. Early this week, the authorities further tightened regulations for residents purchasing overseas insurance products. It is likely they will further crack down on administrative loopholes to hinder capital outflows. Bottom Line: Expect further weakness in the RMB/USD, but odds of material depreciation are low. The Strong TWD Will Hurt In contrast to the RMB, the Taiwanese dollar has in fact appreciated both against the dollar and in trade-weighted terms so far this year, likely due to the strong Japanese yen (Chart 6). Taiwan competes with Japan in similar value-added segments in the global supply chain, and therefore their currencies have historically been closely correlated. In this vein, the Bank of Japan's failed attempts to further weaken the yen against the dollar has also effectively boosted the Taiwanese currency. Chart 5Chinese Companies Rushed To##br## Pay Back Foreign Debt Chart 6TWD And JPY: Joined At The Hip From a valuation perspective, the TWD appears cheap based on standard purchasing power parity assessment. Nonetheless, with exports accounting for over 50% of Taiwan's GDP, a strong currency is neither desirable nor affordable. Similar to Japan, Taiwan's headline consumer price inflation has been uncomfortably low, rising by a mere 0.33% in September from a year ago. Meanwhile, the rising TWD will continue to depress corporate sector pricing power. Wholesale prices of manufactured goods, after briefly moving into positive territory earlier this year, have crashed back into deflation in recent months alongside the strong TWD (Chart 7, top panel). Furthermore, the untimely strength in the exchange rate may short-circuit Taiwan's nascent growth recovery that has been budding in recent months. Export orders, after rising at an above 8% annual rate in previous months, have already begun to roll over, and will likely come under further downward pressure inflicted by the exchange rate (Chart 7, bottom panel). Furthermore, overall inventory levels in the economy have been rising in recent years. Chart 8 shows that manufacturers' inventory-to-shipment ratio has increased notably since 2011. The combination of a potential slowdown in new orders and elevated inventory levels bodes poorly for industrial production and overall business activity. Chart 7A Strong TWD Is Deflationary Chart 8Inventory Level Has Been Rising To be sure, with its chronic current account surplus and an outsized foreign exchange reserve, Taiwan is much better equipped than most of its global and EM peers to deal with external turmoil. As a large net creditor nation, the risk of a typical balance-of-payment crisis and chaotic currency depreciation is not in the cards. The problem for Taiwan is that the TWD has become unduly strong, which could lead to quick growth deterioration and in turn sow the seeds for currency depreciation. Bottom Line: In the near term we expect the TWD to remain strong, mostly due to the unyielding strength in the JPY, but it should depreciate both against the dollar and in trade-weighted terms over the medium- to long term. We will be looking for opportunities to short the TWD/USD in the coming months. The HKD Peg Will Remain Solid The Hong Kong dollar has remained remarkably strong against the dollar in recent months, despite the broad dollar bull market (Chart 9). In the spot market, the HKD/USD has been hovering around the stronger end of the convertibility undertaking. In the forward market, the HKD non-deliverable forward (NDF) contract's premium over the dollar has widened notably in recent weeks. We suspect stronger demand for the HKD is mainly from the mainland, as it is viewed as an alternative to the greenback. Furthermore, the RMB cash accumulated in Hong Kong in previous years is being unwound (Chart 10). RMB deposits at Hong Kong banks have almost halved in the past year, but remain elevated. They may continue to be converted back into HKD supporting its exchange rate. Chart 9The HKD Still Faces Upward Pressure Chart 10HK RMB Deposits May Continue To Unwind More fundamentally, compared with the late 1990s' episode when the HKD was under furious speculative attack, the HKD's current valuation is substantially cheaper. In 1997 when the Asian crisis erupted, the Hong Kong economy had just gone through a massive inflationary boom, which dramatically pushed up its real effective exchange rate (Chart 11). This in of itself created acute deflationary pressure, which had to be corrected by either nominal exchange rate depreciation or domestic price declines. By defending the currency peg, the Hong Kong authorities opted for price deflation to realign the then-overvalued HKD. This time around, Hong Kong's real effective exchange rate is just above its all-time low, and there are no clear signs that the economy is facing strong deflationary pressures that would call for meaningful exchange rate adjustment. Similar to China and Taiwan, a strong HKD pegged to a rising USD is not ideal for the Hong Kong economy due to its heavy dependence on external demand, particularly from the mainland. Already, mainland tourism to Hong Kong has begun to moderate, and average spending among foreign tourists has dropped significantly in the past few years - at least partially attributable to the strong HKD (Chart 12). More importantly, further HKD strength will continue to tighten Hong Kong's monetary conditions, which fundamentally matters for its asset prices. As discussed in detail in previous reports,2 tightening monetary conditions are particularly bearish for real estate prices, which are already in "bubble" territory. The downside in Hong Kong stocks should be limited due to their deeply depressed valuation parameters. Chart 11The HK Dollar Is Not Expensive Chart 12Tourists' Spending And Exchange Rate Bottom Line: Hong Kong's currency peg will not be challenged, and the trade-weighted HKD will rise along with the greenback, but this will prove to be deflationary for its economy and asset prices. Yan Wang, Senior Vice President China Investment Strategy yanw@bcaresearch.com 1 Please see China Investment Strategy Weekly Report, "Can The RMB Withstand More Fed Rate Hikes?", dated September 1, 2016; and China Investment Strategy Weekly Report, "The RMB's Near-Term Dilemma And Long-Term Ambition", dated October 20, 2016, available at cis.bcaresearch.com 2 Please see China Investment Strategy Weekly Report, "Hong Kong: From Politics To Political Economy", dated September 8, 2016, available at cis.bcaresearch.com Cyclical Investment Stance Equity Sector Recommendations
Special Report Highlights Lesson 1: Don't fear the end of the debt super cycle. Lesson 2: The ECB will ultimately target the long-term bond yield. Lesson 3: Financials will structurally underperform. Lesson 4: Personal Products (Beauty) will structurally outperform. Feature Striking similarities exist between the post debt super cycle economies in the euro area and Japan. Feature ChartPersonal Products Will Outperform Structurally... Financials Will Not In many regards, the euro area looks remarkably like Japan with a 17 year lag. Line up the 2007 peak in the euro area credit boom with the 1990 peak in the Japan credit boom - and the subsequent evolutions of many economic and financial metrics also line up almost perfectly: for example, the policy interest rate; the 10-year bond yield; inflation; and nominal GDP (Chart I-2, Chart I-3, Chart I-4, Chart I-5). Chart 2Striking Similarities Between The Euro Area... Chart 3...And Japan, Advanced By 17 Years Chart I-4Striking Similarities Between The Euro Area... Chart I-5...And Japan, Advanced By 17 Years This is very useful because if the euro area continues in Japan's footsteps, Japan's experience can teach us several important lessons about the euro area economy and financial markets out to the year 2034. Lesson 1: Don't Fear The End Of The Debt Super Cycle Does the euro area economy have "lost decades" ahead of it? Not exactly. Japan's so-called lost decades describe its stagnant nominal GDP since the mid-1990s. But this emphasis on nominal income is misleading (Chart I-6). The average citizen's standard of living does not depend on nominal GDP or even on real GDP. What truly matters is real GDP per head combined with the absence of extreme income inequality. Real incomes must grow and the growth must be reasonably distributed across society. On both counts, the euro area can be encouraged by Japan's experience. Since the late 1990s, Japan's real GDP per head has averaged close to 1% growth a year, broadly in line with the expected real productivity growth in a developed economy. This is exactly the real growth rate to be expected when there is no artificial and unsustainable tailwind from credit expansion. It is an economy's natural state of growth when the debt super cycle comes to an end, as it did in Japan more than 20 years ago.1 And it is good growth because it comes entirely from productivity improvements. Mankind's persistent ability to learn, experiment, and innovate produces more and/or better output from a fixed set of inputs. Furthermore, unlike other major economies, income inequality in Japan has not increased through the past 20 years and remains amongst the lowest in the developed world (Chart I-7). Again, this is not surprising. It is credit expansions that inflate bubbles in financial assets and exacerbate income and wealth inequalities. Therefore, unlike bad growth fuelled by credit booms, real growth that comes from productivity improvements is sustainable and unpolarising. The first lesson from Japan is that the euro area can expect structural growth in real GDP per head of around 1% a year. Chart I-6What ##br##"Lost Decades"? Chart I-7Income Inequality In Japan ##br##Has Not Increased Lesson 2: The ECB Will Ultimately Target The Long-Term Bond Yield One objection to Lesson 1 is that in a highly indebted economy, nominal GDP growth does matter. As debt is a nominal amount, it is nominal incomes that determine the ability to service and repay the high level of debt. So given a free choice, policymakers would prefer to have inflation at 2% or 4% rather than at -1%; and nominal GDP growth at 3% or 5% rather than zero. Unfortunately, policymakers do not have this free choice. Contrary to what central bankers promise, inflation and nominal GDP growth cannot be dialled up or down at will to hit a point-target. As we explained in The Case Against Helicopters,2 inflation is a notoriously non-linear phenomenon which is extremely difficult, if not impossible, to control. As a reminder, look at the standard identity of monetary economics: MV = PT M is the broad money supply, V is its velocity of circulation, P is the price level and T is the volume of transactions. PT is effectively nominal GDP. The big problem is that both the broad money supply M and its velocity V - whose product determines nominal GDP - are highly non-linear. M is non-linear because the commercial banking system money multiplier - the ratio of loans to reserves - is non-linear (Chart I-8). At a tipping point of inflation, the onus suddenly flips from lending as little as possible to lending as much as possible. Chart I-8The Money Multiplier Is Non-Linear Admittedly, the central bank (in cahoots with the government) could by-pass the commercial banking system to control the money supply M directly. But it can do nothing to change the extreme non-linearity of the other driver of nominal GDP, the velocity of money V. Again, at a tipping point of inflation, the onus suddenly flips to spending money - both newly created and pre-existing balances - as fast as possible. At which point, nominal GDP growth and inflation suddenly and uncontrollably phase-shift from ice to fire with little in between. Therefore in the highly indebted euro area economy with near-zero inflation, the prudent course of action is not to risk uncontrolled inflation with so-called "helicopter money". Instead, the second lesson from Japan is to expect the ECB ultimately to emulate the BoJ and target the long-term bond yield. But which bond yield? Most likely, it would be the euro area synthetic 10-year yield, which the ECB already calculates and publishes, or a close proxy. In combination with the ECB's (as yet unused) OMT program - whose mere presence limits individual sovereign yield spreads - expect euro area government bond yields to remain structurally well anchored. Lesson 3: Financials Will Structurally Underperform Japanese financial sector profits today stand at less than half their level in 1990. For euro area financial sector profits, the concerning thing is that their evolution is tracking the Japanese experience with a 17 year lag. If euro area financial profits continue to follow in Japan's footsteps, expect no sustained growth over the next 17 years (Chart I-9). Chart I-9Euro Area Financial Profits May Experience No Sustained Growth In a post debt super cycle world, banks lose the lifeblood of their business: credit creation. And this becomes a multi-decade headwind to financial sector profit growth and share price performance. Euro area financials face two other headwinds similar to those in post debt super cycle Japan. As explained in Lesson 2, high indebtedness makes the economy hyper-sensitive to rising bond yields. The upshot is that the interest rate term-structure, which drives banks' net lending margins, cannot sustainably steepen. Also, just like Japan's 'zombie' banks, many European banks will take a long time to fully recognise the extent of their non-performing loans. The consequent squeeze on new lending combined with a requirement for additional capital further weighs down banks' return on equity. So the third lesson from Japan is that euro area financials is not a sector to buy and hold for the long term. Rather, it is a sector to play for periodic strong countertrend rallies. Now is not the time for such a play. Lesson 4: Personal Products (Beauty) Will Structurally Outperform Over the past 20 years, Japan's nominal GDP has gone sideways. But over this same period, the sales of skin cosmetics and beauty products have almost tripled (Chart I-10). This has helped the personal products sector to outperform very strongly. While Japanese financial profits have halved since 1990, Japanese personal products profits have quintupled (Feature Chart). Once again, the useful thing is that euro area personal product profits are uncannily tracking the Japanese experience with a 17 year lag. If euro area personal product profits continue to follow in Japan's footsteps, expect them to almost triple over the next 17 years (Chart I-11). Chart I-10Beauty Sales Have Boomed In Japan Chart I-11Euro Area Personal Products Profits Might Triple The very strong growth in beauty sales and profits in Japan is an extended example of the phenomenon known as the lipstick effect. Our Special Report Buy Beauty: The Lipstick Effect Stays Put3 provides the detail. But in a nutshell, the demand for beauty products and cosmetics - epitomised by lipstick - experiences a surge when the economic environment feels harsh. For many people, the post debt super cycle world of 1% real income growth with high indebtedness and no more bingeing on credit does feel like an extended hangover - at least compared to the spendthrift era that preceded it. Hence, it creates the ideal backdrop for an extended play of the lipstick effect, as witnessed in Japan. The fourth lesson from Japan is that euro area personal products is a sector to buy and hold for the long term. Expect profits to trend up at around 6% a year, and the sector to strongly outperform the broader market. Dhaval Joshi, Senior Vice President European Investment Strategy dhaval@bcaresearch.com 1 Admittedly, after the debt super cycle ended in Japan, government levering was needed to counter the impact of aggressive de-levering in the private sector. But in the euro area, this will not be needed to the same extent as the de-levering in the private sector is not as aggressive. 2 Please see the European Investment Strategy Weekly Report 'The Case Against Helicopters' published on May 5, 2016, available at eis.bcaresearch.com 3 Please see the European Investment Strategy Special Report 'Buy Beauty: The Lipstick Effect Stays Put' published on April 14, 2016, available at eis.bcaresearch.com Fractal Trading Model This week's recommended trade is to go short French banks versus the CAC40. For any investment, excessive trend following and groupthink can reach a natural point of instability, at which point the established trend is highly likely to break down with or without an external catalyst. An early warning sign is the investment's fractal dimension approaching its natural lower bound. Encouragingly, this trigger has consistently identified countertrend moves of various magnitudes across all asset classes. * For more details please see the European Investment Strategy Special Report "Fractals, Liquidity & A Trading Model," dated December 11, 2014, available at eis.bcaresearch.com The post-June 9, 2016 fractal trading model rules are: When the fractal dimension approaches the lower limit after an investment has been in an established trend it is a potential trigger for a liquidity-triggered trend reversal. Therefore, open a countertrend position. The profit target is a one-third reversal of the preceding 13-week move. Apply a symmetrical stop-loss. Close the position at the profit target or stop-loss. Otherwise close the position after 13 weeks. Use the position size multiple to control risk. The position size will be smaller for more risky positions. Fractal Trading Model Recommendations Equities Bond & Interest Rates Currency & Other Positions Closed Fractal Trades Trades Closed Trades Asset Performance Currency & Bond Equity Sector Country Equity Indicators Bond Yields Chart II-1Indicators To Watch - Bond Yields Chart II-2Indicators To Watch - Bond Yields Chart II-3Indicators To Watch - Bond Yields Chart II-4Indicators To Watch - Bond Yields Interest Rate Chart II-5Indicators To Watch - Interest Rate Expectations Chart II-6Indicators To Watch - Interest Rate Expectations Chart II-7Indicators To Watch - Interest Rate Expectations Chart II-8Indicators To Watch - Interest Rate Expectations
Special Report Highlights The U.S. presidential election is now too close to call. Hillary Clinton has a 61.6% chance of winning, according to our quant model. But Trump's real chances are approaching 50%, given momentum. Trump still trails in Virginia and Colorado, the two key swing states. A narrow Clinton win revives the fear of gridlock with a GOP-controlled House. Hedge against Trump by going long USD/SEK, long biotech stocks / short S&P 500 exporters, and long U.S. Treasurys. Feature After penning our latest missive on the U.S. election, "You've Been Trumped!" for our sister publication the Global Investment Strategy, a client complained that giving Trump 34.5% probability of winning the election was "laughable."1 To be fair to the client, our odds of a Trump victory were on average three times higher than that of other quantitative models.2 BCA's Geopolitical Strategy is not a stranger to receiving hate mail. Nor are we strangers to giving higher odds than the consensus to unexpected political events (see: Brexit).3 Since our October 21 report, Trump has narrowed Clinton's lead in the polls from 6.2% to 2.2%. Chart 1 shows that polls are retreating into their now-familiar oscillating pattern. In addition, FBI Director James Comey disclosed to Congress on October 28 that the law enforcement agency was reopening its investigation into Clinton's email practices while secretary of state. Chart 1Trump As The 'Comeback Kid' Needless to say, we are quite comfortable with the 38.4% Trump odds that our "polls-plus" model is forecasting.4 The reason it gives Trump such strong odds is because we do not only rely on the polls to make our forecast. Polls are a (poor) snapshot of reality, but predicting the future is about more than just "traveling with events." Forecasting requires a strong net assessment of structural factors through which one filters the incoming data, whether they be new polls or "October surprises." In this note, we revisit our quantitative model, review our qualitative "White Hype" model, and update our forecast. We suggest that clients hedge for a Trump victory. Quant Model: Trump Remains A Strong Candidate Our net assessment remains that this election is a much closer affair than the media narrative would have it. The FBI revelation is only important because it highlights that Hillary Clinton is a structurally weak candidate who is susceptible to "October surprises." This is best exemplified by Chart 2, which we have repeatedly published and shown to clients in meetings. It is simply difficult to take polls seriously when they are asking voters to choose between a "fire" and a "frying pan." Chart 2Clinton And Trump: The Least Charismatic Candidates Ever To be clear, Secretary Clinton has several structural advantages: The Democratic party has a strong Electoral College lead over the GOP, a lead that Donald Trump has to overcome by winning a slew of large states that Mitt Romney lost in 2012; Hillary Clinton is polling well with minorities and women, both constituencies that preferred her to Bernie Sanders in the Democratic primary; Clinton is not a five-year-old trapped in the body of a 70-year-old. On the other hand, the "plus" in our polls-plus model reveals some structural weakness in the Clinton campaign: Two-Term Curse: It is notoriously very difficult for the incumbent party to retain the presidency after a successful multiple-turn run. Since the start of the twentieth century, this has happened only four times: William Taft (1908), Herbert Hoover (1928), Harry S. Truman (1948), and George H. W. Bush (1988). Only the last two examples are relevant in the modern context, and they happened in the wake of the monumentally popular presidencies of FDR and Ronald Reagan.5 We code for this factor in our model. Third Party: Our model also accounts for the presence of prominent third party candidates. At face value, this ought to hurt both Hillary Clinton and Donald Trump equally. However, Libertarian Gary Johnson has seen a dramatic drop in support, from nearly 10% in September to roughly just 5% today. The expanding correlation between Trump and Johnson's polling breaks negative in mid-October, suggesting that some Johnson fans are jumping the Mary Jane bus and getting on the Trump bandwagon (Chart 3). Meanwhile, Stein continues to take approximately 2% of the vote away from Clinton, which could make a difference in a close election in key swing states. Obama: Finally, we also code for the incumbent president's approval rating. While Obama's 52.5% is a solid number, it is not an "out of the ballpark" figure. Bill Clinton held a 58% approval rating in October 2000 as did Dwight Eisenhower in October 1960. Both saw their anointed successors lose in extremely tight races. Our model also relies on voting patterns and economic variables to "correct" the polling numbers for political cycles. First, we use each state's previous election results, going back to 1980, to gauge voter predisposition. We also include a momentum variable which measures the change in the differential between the two previous elections. In addition to the actual election data, we constructed two dichotomous variables to account for voter polarization and the presence of a strong third party. These structural forces favor the Republican challenger. Second, we use changes in state and national economic conditions prior to the elections to capture the macroeconomic context. These include national GDP, oil prices, and state-level disposable income. Since the economy has definitely seen improvement in the last four years of Obama's presidency, the data give the edge to the Democrats. Chart 3Third-Party Voters##br## Shifting To Trump Table 1Probabilities Of Victory:##br## GPS Polls-Plus Model Our model gives 60% weight to the probabilities derived from state polling and 40% to our structural econometric model. At the moment, the model is giving Clinton a 61.6% chance of winning the election (Table 1). Chart 4 shows that Clinton has 260 electoral votes in states where she has more than a 70% chance of winning. These are strong figures for Clinton, but they still give Trump around 38.4% chance of winning the election. We think it is closer to 50% and we discuss below why. Chart 42016 U.S. Presidential Election: GPS Polls-Plus Model Full Results Bottom Line: Given our quantitative model, we give Clinton a very slight edge to win the election. But the actual election is likely too close to call at this point. As we pointed out in our latest missive, a 3% lead in the polls for Clinton would not be enough to give us any confidence in our forecast due to the potential for polls to underappreciate Trump's support. Are Polls Wrong? The risk that polls are "wrong" remains considerable. Voters could be lying about supporting Trump because of various social stigmas related to it. For that reason, we suspect that any Clinton lead of less than 3% turns this election into "too close to call" and any lead of less than 5% leaves us with only a "low conviction" view that Clinton will win. We did not pick these numbers randomly; recent U.S. elections reveal that polls can miss results by as much as 3% (Chart 5). Our concern about the quality of polling is not random. It is informed by three factors: Undecideds: At this point in the election cycle, one would expect only 6% of voters to remain undecideds. However, this year, that figure stands at 9% (Chart 6). Now, this is likely because both candidates are deeply unfavorable, as Chart 2 illustrates. However, it could be because many voters are responding to pollsters with the "undecided" answer instead of saying that they support the controversial and politically incorrect candidate Donald Trump. In other words, the large number of undecideds could be where the "shy Trump voters" are hiding and ought to worry Clinton supporters a lot. Chart 5Election Polls Usually Miss By A Few Points Chart 6More Undecided Voters This Time Around Libertarian Collapse: Our theory about the undecideds could already be playing out with the Johnson voters. As we pointed out above, Johnson's support has halved in just one month. Most of his support appears to have gone to Donald Trump, but some could be bolstering Clinton's support levels in the "Mountain West" states of Colorado and New Mexico. Johnson's support may be inflated by voters who are embarrassed to say that they support Trump yet may end up voting for him. Poll Oscillation: We modified Chart 1 into Chart 7 by adding some "chart chat" to indicate when Trump made controversial - read: stupid - comments about Hispanics, Muslims, or women, which prompted a huge outcry from the media and society in general. Each event caused Trump's support to fall by an average of 4.9% from peak to trough. What would have happened to his polls had he not made such comments? Or, in other words, what is the true Trump support trajectory ex-controversial comments? Thus Chart 7 shows our back-of-the-envelope "technical" analysis of Trump's support. The reason polls are constantly oscillating may be that, with each egregious comment, Trump's real fans become "shy fans" and decline to select him during polling. But his true level of support may be very much on par with Hillary Clinton. Chart 7Trump's Surprising Resilience Bottom Line: There is some anecdotal evidence that Trump's support is underestimated by the polls. Hillary Clinton has to carry a +3% lead in the polls on November 8 for us to have any confidence in our quantitative model's predictions that she is indeed the favorite to win. This is no longer the case. Qualitative Model: "White Hype" Is Still Not Enough Our qualitative model relies on testing Trump's electoral strategy - boosting the share of the white vote accruing to the GOP - in the real world. We concluded in March that Trump did have a path to victory, albeit a very narrow one.6 Our colleague Peter Berezin, Chief Strategist of the BCA Global Investment Strategy, did so as early as September of last year.7 Our research showed that Trump's strategy is mathematically viable, at least in 2016 when the white share of the total population remains large enough. We specifically showed that Trump would only need to increase white voters' support by 1.7% and 2.9% in Florida and Ohio, respectively, to flip those states. We also pointed out that getting a 5.7% swing in Iowa could be feasible. Chart 8 shows the result of our qualitative work on the White Hype model. It illustrates that while Florida and Ohio are well within Trump's grasp, Michigan, Pennsylvania and Wisconsin would require a very large swing of white voters in Trump's favor: 13.9%, 7.8%, and 8.1% respectively. Chart 8Trump Needs X Percent Of White Voters To Switch To The GOP We used the figures from Chart 8 to create Trump's "ideal Electoral College map." Map 1 shows how our White Hype model grafts onto the Electoral College. Even if we give Trump Ohio, Florida, Iowa, and North Carolina (the latter because Mitt Romney won it in 2012), Trump still needs 11 Electoral College votes to win the election. Map 1Trump's Ideal Electoral College Map Where could he get those 11 votes? The answer is Virginia (13) or a combination of Colorado (9) and either Nevada (6) or New Hampshire (4). In other words, Virginia and Colorado are critical to Trump's chances of winning the election and he remains behind Clinton by 5.2% and 4% in the two respectively. In addition, while Trump has narrowed his lead on Clinton nationally, we have only noticed significant narrowing of the state polls in Florida, Ohio, Nevada, New Hampshire, and Michigan. In Michigan and New Hampshire, however, Clinton's lead remains 6.3% and 5.6%. Meanwhile, the narrowing has been either minor or non-existent in Colorado, Maine, Minnesota, Pennsylvania, Virginia, and Wisconsin (Chart 9). In each of these states, Clinton's lead is either around or above 5%. Unless the FBI investigation or some other surprise changes the dynamic, Trump's recent rally appears to be concentrated in states that are either GOP strongholds, are predicted to go to Trump by our "White Hype" model in Map 1, or are out of his reach anyway (like Michigan). Chart 9Trump's Comeback In The Swing States Bottom Line: State-by-state analysis of the polls shows that our White Hype model remains a cogent guide for this election. Trump can win both Ohio and Florida and he may still lose the election. This is because his White Hype electoral strategy works in those two critical states, but appears insufficient to overcome the Democrat advantage in white voters in the Midwest (Michigan, Pennsylvania, and Wisconsin). Ultimately, we stick to our call from March: this election will come down to Virginia and Colorado, two states where Clinton's lead remains 5.2% and 4% respectively. That said, Trump has momentum nationally and in swing states. Investment Implications: Hedging A Trump Victory Our colleague Anastasios Avgeriou of the BCA Global Alpha Sector Strategy pointed out in September 30 missive that volatility typically spikes in October of each U.S. presidential election.8 Charts 10 and 11, as well as Table 2, summarize the findings of his research that looked at the last seven presidential cycles going back to 1988. We agree and suspect that this year's election could see even more volatility in November given the narrowing in the polls and the ongoing FBI investigation into Clinton's email scandal. Chart 10October Surprises The Markets, 1988-96 Chart 11October Surprises The Markets, 2000-12 Table 2VIX Spikes The Month Before The U.S. Election We recommend that our clients read Anastasios research first, and then put on his volatility hedge by buying a VIX 20-25 bullish call spread for November 16th expiry (capturing the election result), and to sell a 13 strike November 16th VIX put in order to bring down the cash outflow. The total cost for this hedge is $0.80/contract with a maximum gain capped at $5/contract, as of intra-day trading at the time of writing November 1. There is downside risk with selling the put option, but Anastasios points out that the VIX is unlikely to fall below 10, thus the risk to the downside is losing the $0.80/contract plus $2.68/contract assuming the VIX collapses to the 2014 closing low. In addition, we would hedge for a Trump victory by initiating the following trades: Currencies: Mathieu Savary, Chief Strategist of BCA's Foreign Exchange Strategy, recommends that we hedge a Trump win via a long USD/SEK trade. As our colleague Peter Berezin has posited before, the USD will rally if Trump wins due to the combination of coming fiscal expansion and risk aversion flows.9 Meanwhile, SEK would be hurt due to the realization by investors that globalization is at an end, given that Sweden is a small, highly open, economy. Trump's trade policies will be a nail in the coffin of globalization, proving our "Apex of Globalization" theme.10 Additionally, investors may want to do the obvious and short "NAFTA currencies" versus the USD. Sectors: Our favorite way to hedge a Trump victory via U.S. sectors would be to go long biotech / short S&P 500 exporters.11 Biotech would rally on the news that the risk of Clinton's regulatory action against pharmaceutical industry has dissipated. Meanwhile, major U.S. multinational exporters would be hurt by the twin effects of USD's likely appreciation and our "Apex of Globalization" theme, which would be supercharged following a Trump victory. Clients could alter this hedge by replacing biotech with financials, given that a Trump victory would allay investors' fears of further regulation against the financial industry. Fixed Income: BCA's U.S. Bond Strategy strategist, Ryan Swift, believes that a simple "buy-Treasurys" hedge is the best way to deal with the risk-off of a Trump presidency. A more long-term idea would be to underweight municipal bonds in a bond portfolio. A Trump tax-cutting administration would de-value the tax advantage in municipal bonds.12 Another hedge - this one courtesy of Rob Robis, Chief Strategist of BCA's Global Fixed Income Strategy - may be to consider a 2-year/30-year Treasury curve steepener. If the USD were to appreciate following a Trump victory, the Fed may think twice about a December rate hike, especially if the stock market sells off at the same time. The front end of the Treasury curve would rally in that environment. Meanwhile, the long end may react to the prospect of big deficit-financed fiscal expansion that Trump has promised, thus steepening the curve. The initial risk-off move after a Trump win may push the entire yield curve lower, but the bond market may quickly begin to price in the potential medium-term fiscal ramifications of a Trump presidency. What To Watch For On November 8? There are three things investors should watch on November 8, the day of the election, and in its immediate aftermath: Final results: In 2012, the statistical result was projected by the news networks around 11:30pm EST Nov. 6, according to the New York Times. Romney's concession speech occurred just after midnight on November 7. In the 2008 election, the result was projected by CNN as early as 7pm EST on election day (November 4), but that was due to the fact that the Obama win over Senator John McCain was a landslide. Obviously the 2000 election is a reminder that the results may not be clear immediately. The result in Florida was announced by 8pm EST on election day in favor of Gore, but the counting in the wee hours of the morning favored Bush. Gore conceded privately to Bush, then the tally went back to Gore, who withdrew his concession, and finally Bush was given the final tally several days later. The official result was not declared until November 26; Gore did not concede until December 12. The electoral college will vote on December 19, so states will have to resolve any recounts or disputes by December 13. Congress counts and certifies the result on January 6. Margin of victory: It is now clear that a Clinton win, if it were to happen, will be a narrow one. It is almost guaranteed at this point that the chances of a Democratic sweep in the House of Representatives is at zero. This is a positive development for the market as a Democratic sweep would mean a slew of anti-business regulation out of Congress. Nonetheless, a narrow Clinton win - with sub-50% of the vote - would give Hillary Clinton an extremely weak mandate. On top of the numbers, she will clearly have to deal with an unprecedented amount of investigations while in office. The chances of a compromise between the White House and GOP in Congress is therefore declining. Our "best-case scenario" of a Clinton-Paul Ryan compromise is therefore also very low. This will put in jeopardy any possibility of modest fiscal stimulus under a Clinton White House, or of corporate tax reforms. The gridlock that will emerge from Congress under a Clinton presidency may, therefore, not be so sanguine after all. A Tie? What happens if the Electoral College vote is tied, or if by a fluke neither candidate wins a majority? There is a non-negligible probability that both Trump and Clinton could end up with 269 votes - i.e. one vote short of the 270 absolute majority required to win the White House. After all, Al Gore lost the 2000 election by only five electoral votes. How is the U.S. president chosen in that case? The House of Representatives convenes, allots one vote to each state (whose representatives must decide among themselves), and chooses the next president by a majority of the states. The presidential candidates in this case would be chosen from the top three recipients of electoral college votes.13 Here is the kicker: the vice-president would be chosen by the Senate from the top two candidates, meaning that Trump or Clinton would serve as the other's vice-president! Given the Republican majority in the House and among the states, Trump would likely prevail as president with 66% of the House vote, leaving Clinton to become vice-president. The United States would finally do what should always be done with squabbling children - force them to play on the same team! Faithless Electors: Another possibility is that an Electoral College member or "elector" could refuse to cast his or her ballot for the candidate chosen by popular vote in that elector's state. Electors are chosen by the political parties and are presumed to be staunch loyalists, but sometimes they deviate or make mistakes. Hardly more than half the states have passed laws to prevent or punish these so-called "faithless electors." No such elector has ever changed the outcome of a presidential race, but in an extremely tight race, abstentions, mistakes, or conscientious objection in the Electoral College could occur. The Supreme Court would have to settle any ensuing challenges, and would normally be expected to reassert the elector's independence to vote for any eligible candidate. Of course, the Supreme Court is currently undermanned at eight justices. If they were to split along ideological lines, any constitutional issues emanating from this election would remain gridlocked for a time, which would be a period of extreme uncertainty. Marko Papic, Senior Vice President Geopolitical Strategy marko@bcaresearch.com Matt Gertken, Associate Editor mattg@bcaresearch.com David Boucher, Editor/Strategist davidb@bcaresearch.com 1 Please see BCA Geopolitical Strategy and Global Investment Strategy Special Report, "You've Been Trumped!" dated October 21, 2016, available at gps.bcaresearch.com. 2 Please see FiveThirtyEight, "Who Will Win The Presidency?" dated October 31, 2016, available at fivethirtyeight.com. 3 Please see BCA Geopolitical Strategy and European Investment Strategy Special Report, "With Or Without You: The U.K. And The EU," dated March 17, 2016, available at gps.bcaresearch.com. 4 Please see BCA Geopolitical Strategy Special Report, "U.S. Election: Final Forecast & Implications," dated October 12, 2016, available at gps.bcaresearch.com. 5 Of the four examples, only Bush Sr. in 1988 and Truman in 1948 are really relevant today. First, the Theodore Roosevelt transition to William Taft happened more than 100 years ago. Second, Hoover took over from eight years of Republican rule when the economy was at a peak, which is hard to compare with the post-financial crisis environments after 1929 and 2008. Thus the only relevant victories for the incumbent party following a multi-term presidency occurred after the reigns of two iconic presidents: Ronald Reagan and Frank D. Roosevelt, two of the greatest American presidents. 6 Please see BCA Geopolitical Strategy and Global Investment Strategy Special Report, "U.S. Election: The Great White Hype," dated March 9, 2016, available at gps.bcaresearch.com. 7 Please see BCA Global Investment Strategy Special Report, "Trumponomics: What Investors Need To Know," dated September 4, 2015, available at gis.bcaresearch.com. 8 Please see BCA's Global Alpha Sector Strategy Weekly Report, "Quarterly Review And Outlook," dated September 30, 2016, available at gss.bcaresearch.com. 9 Please see BCA Global Investment Strategy Special Report, "Three (New) Controversial Calls," dated September 30, 2016, available at gis.bcaresearch.com. 10 Please see BCA Geopolitical Strategy Special Report, "The Apex Of Globalization: All Downhill From Here," dated November 12, 2014, available at gps.bcaresearch.com. 11 The S&P 500 globally-exposed industry groups index is derived by BCA's U.S. Equity Strategy. 12 Please see BCA U.S. Bond Strategy, "Trading The Municipal Credit Cycle," dated October 18, 2016, available at usbs.bcaresearch.com. 13 Technically, then, Libertarian candidate Gary Johnson, the likeliest third-place candidate, would be eligible to become president under the House of Representative vote. Politically, however, it would be nearly impossible to orchestrate. The deadline for the House to decide this "contingent election" would be January 20, at which point the vice-president, elected by the Senate, would serve as acting president until the House resolved the issue. If the House and Senate have not chosen a president and vice-president by January 20, a new law must be passed to decide the outcome. Oh the humanity! Please see BCA Geopolitical Strategy Special Report, "U.S. Election Primer: Let's Get Ready To Truuuumble," dated February 29, 2016, available at gps.bcaresearch.com.
Highlights Chile's economy is headed for recession. Facing strong external and domestic headwinds, any policy stimulus will be too late to prevent the impending contraction in economic activity. Investors should receive 3-year interest swaps and stay short CLP / long USD. South Africa's cyclical and structural outlook remains bleak. Banks have been selling foreign assets and repatriating capital which has helped the rand to appreciate. However, as this capital repatriation tapers, the rand will enter a renewed bear market. Stay short the rand versus the U.S. dollar and long MXN / short ZAR. Feature Chile: Stimulus Will Arrive Too Late To Prevent Recession Chart I-1Chile: From Stagflation To Recession? The stagflationary environment in Chile over the past two years - a combination of sluggish growth and high inflation - will give way to outright recession (Chart I-1). As economic activity downshifts further, we are doubtful that policymakers will be able to push through stimulus measures in time, and of sufficient size, to stave off recession. On the fiscal front, the government is unlikely to preemptively engage in a significant spending push. The deceleration in economic activity will soon translate into lower fiscal revenue at a time when the fiscal deficit is already quite wide, at 2.8% of GDP. Furthermore, a renewed fall in copper prices (more on this below) means mining revenue will also be weaker than currently expected, inflicting substantial damage on the government's budget. Meanwhile, monetary policy is unlikely to become stimulative in the near term. Having concluded a two-year battle to tame sticky core inflation, the central bank is unlikely cut interest rates too fast. Besides, as the current term of Central Bank President Rodrigo Vergara ends in December, chances of a new rate cut cycle before he is replaced are low. On the whole, the lack of imminent policy stimulus means economic growth is set to fall much further. Investors can profit by receiving 3-year swap rates (Chart I-2). Although the central bank will be late to cut rates, long-term interest rates will fall because Chilean growth is facing strong headwinds on several fronts: Copper prices have failed to rally amid the reflation trade of the past nine months, and are set to drop to new lows as Chinese property construction and demand for industrial metals contracts anew (Chart I-3). As a result, copper exports will continue to act as a serious drag on Chilean growth (Chart I-4). Chart I-2Receive 3-Year Interest ##br##Rate Swaps In Chile Chart I-3China's Industrial Metals ##br##Demand To Contract Chart I-4Exports Will Remain ##br##A Drag On Growth Capital expenditures will contract, partially due to very downbeat business confidence owing to the uncertain political environment created by the government's reforms agenda since 2014 (Chart I-5, top panel). As discussed in detail in our December 2014 Special Report on Chile,1 from a big-picture perspective, these reforms have shifted the structure of the economy toward higher government expenditures at the expense of the private sector. This has severely eroded business confidence. In addition, the downturn in the housing market will gain momentum, further depressing activity (Chart I-5, bottom panel). Meanwhile, employment growth has been weak and income growth has been decelerating steadily - and we foresee further downside ahead (Chart I-6). Importantly, the economy's credit impulse is now turning negative (Chart I-7). Higher delinquencies in turn will force banks to curtail lending going forward. Chart I-5Chile: Capex To Remain Weak Chart I-6Chile: Labor Market Will Weaken Further Chart I-7Negative Credit Impulse##br## Will Weigh On Growth Finally, narrow (M1) money supply growth, a very good leading indicator for economic activity, is now decelerating sharply (Chart I-8). Consistently, our marginal propensity to consume proxy points to weak spending and lower consumer price inflation (Chart I-9). Chart I-8Chile: Narrow Money Growth, ##br##Economic Activity And Inflation Chart I-9Consumption Is Set ##br##To Decelerate Further The economy has developed considerable downward momentum. Any policy stimulus is likely to come too late to prevent the economy from falling into recession. Therefore, local interest rates in Chile are headed to new lows. An economic recession and lower copper prices are clearly bearish for the Chilean peso, and we maintain that its 8.5% rally this year versus the U.S. dollar will be followed by new lows (Chart I-10). Turning to equities, lower interest rates will help only marginally as equity valuations are not cheap (Chart I-11). Moreover, as Chilean banks account for 20% of the MSCI market cap and, while they are better run and more conservative than many others in the EM, they are not immune to a decelerating credit and business cycle. Besides, this bourse's Latin American consumer plays will also likely disappoint. As such, dedicated EM investors should stay neutral on Chilean stocks relative to the EM equity benchmark (Chart I-12). Chart I-10Chilean Peso Valuation Chart I-11Chilean Equities Are At Fair Value Chart I-12Chilean Equities: Stay ##br##Neutral Relative To EM Benchmark Lastly, as highlighted in our recent in-depth Special Report on EM corporate credit,2 credit investors should stay long Chilean and Russian corporate debt versus China. Chilean corporate credit will likely outperform Chinese corporate credit, as the latter is more frothy - overbought and expensive. Bottom Line: The Chilean economy is heading into recession, and policymakers will be late with stimulus to prevent it. Fixed-income investors should receive 3-year interest rate swaps. Dedicated EM equity investors should maintain a neutral stance on the Chilean bourse versus the EM equity benchmark. Stay short CLP / long USD. Santiago E. Gomez Associate Vice President santiago@bcaresearch.com South Africa: Flows Versus Fundamentals Chart II-1Improving Trade Has Helped The ZAR The South African rand has rallied since the start of the year on the back of an improving trade balance (Chart II-1) and strong capital inflows. However, it is facing a key technical resistance level, as are many other EM assets. We expect these resistance levels to hold for EM risk assets in general and the South African rand in particular. The underlying reasons behind our outlook center around our expectations of a stronger U.S. dollar, rising U.S. and G7 bond yields and a relapse in commodities prices. This is in addition to a lack of cyclical recovery and poor structural fundamentals in South Africa. A well-known explanation as to how South Africa has been able to finance its wide current account deficit is that there have been strong foreign portfolio inflows stemming from the global search for yield. What is less known is that South African banks have in the past year been selling foreign assets and repatriating capital back into South Africa (Chart II-2). Over the past 12 months, this repatriation of capital has amounted to US$ 6.5 billion, which effectively allowed the country to fund 50% of its current account deficit. While there is no doubt that this repatriation of capital has aided the rally in the rand and domestic bonds, it remains to be seen whether these flows will continue. Our suspicion is that with South African banks' holdings of foreign bonds dropping from US$ 18 billion in December 2015 to US$ 12 billion at the end of June 2016, and G7 bond yields rising, the speed of capital repatriation will likely slow. In the meantime, fundamentals in South Africa remain weak: The household sector, which accounts for 60% of GDP, has been sluggish. Private consumption growth has been anemic and credit growth to households has been falling rapidly (Chart II-3). Chart II-2South Africa: Banks Have Been ##br##Repatriating Capital Enormously Chart II-3South African ##br##Consumption Is Anemic The corporate sector is not painting a reassuring picture either. South African firms are not investing; real gross fixed capital formation is contracting (Chart II-4, top panel) and business confidence is at an all-time low (Chart II-4, bottom panel). The ongoing dynamic of persistently high wage growth - despite negative productivity growth - only reinforces the gloomy outlook as it creates downward pressure on corporate profit margins, or upward pressure on inflation (Chart II-5). Chart II-4Contracting Capex And ##br##Record-Low Business Confidence Chart II-5Toxic Structural Dynamics: Contracting ##br##Productivity And High Wage Growth Along with renewed weakness in the rand, higher wage growth will raise interest rate expectations. The fixed-income market is currently discounting no policy rate hikes during the next 12 months making it vulnerable to potential depreciation in the rand. In addition to a poor economic backdrop, uncertainty regarding economic policy is considerable. Chart II-6South Africa's Central ##br##Bank's Liquidity Injections First, fiscal policy will not be market friendly. The poor performance of the ANC in the last municipal elections shows the ANC is clearly losing support from the population. This will lead President Zuma and ANC to adopt even more populist policies. This is bearish for both the fiscal accounts and the structural growth outlook. As such, this will cap the upside in the rand and put a floor under domestic bond yields. Second, the central bank will not defend the exchange rate if the latter comes under selling pressure anew. In fact, monetary policy remains somewhat unorthodox. Specifically, the Reserve Bank of South Africa continues to inject liquidity into the system to cap interbank rates (Chart II-6). This will facilitate ZAR depreciation. Investment Conclusions Stay short the rand versus the U.S. dollar. Three weeks ago we also initiated a long MXN / short ZAR trade, and this trade remains intact as the MXN is oversold and the ZAR is overbought. Dedicated EM equity investors should maintain a neutral allocation to South African stocks. On the back of a fragile and deteriorating consumer sector, we recommend staying short general retailer stocks. Their share prices seem to be breaking down despite the rebound in the rand and a drop in domestic bond yields (Chart II-7). Policy uncertainty and pressure for populist policies is still an overarching issue for South Africa, especially compared to Russia. As such we suggest fixed income investors continue to underweight South African sovereign credit within the EM sovereign credit universe (Chart II-8), and maintain the relative trade of being long South African CDS / short Russian CDS. Chart II-7Stay Short South ##br##African General Retailers Chart II-8Stay Underweight South ##br##African Credit And Short Rand Stephan Gabillard, Research Analyst stephang@bcaresearch.com 1 Please refer to the Emerging Markets Strategy & Geopolitical Strategy Special Report titled, "Chile: A New Economic Model?," dated December 3, 2014 available at ems.bcaresearch.com 2 Please refer to the Emerging Markets Strategy Special Report titled, "EM Corporate Health Is Flashing Red," dated September 14, 2016. Equity Recommendations Fixed-Income, Credit And Currency Recommendations
Highlights U.S. Corporates: U.S. corporate debt, both Investment Grade and High-Yield, is fully priced for an improvement in economic growth and profits. Tight valuations offer no yield cushion before the expected December Fed rate hike. Maintain a defensive up-in-quality stance on U.S. corporates, favoring Investment Grade over junk. Euro Area Corporates: Euro Area corporate bonds are not as expensive as U.S. equivalents, but are by no means cheap. The likely extension of the ECB QE program until at least the latter half of 2017 will help keep valuations at rich levels, especially for Investment Grade issuers where the ECB is directly buying bonds. Stay defensive in Euro Area corporates, favoring Investment Grade over High-Yield. Feature Better Global Growth Not Necessarily Better For Corporate Bonds Back in July of this year, BCA put its flag in the ground and called an end to the 35-year global bond bull market after government bond yields hit historic lows following the shocking U.K. Brexit vote.1 Yields have steadily crept up since we made that declaration, due to a combination of changing cyclical factors (improving global growth, modest increases in inflation), some signs of diminished political concerns (no immediate global spillovers from a more drawn-out Brexit process, the fall in the odds of victory of the "anti-status-quo" candidate in the U.S. presidential election, Donald Trump) and structural factors (worries about less accommodative monetary policies, a political shift towards greater deficit-financed government spending). While government bond yields have been rising from depressed levels, corporate bond returns on either side of the Atlantic Ocean have at the same time lost considerable momentum, both in absolute terms and relative to sovereign debt (Chart of the Week). This is a bit of a surprise given the recent improvement in global growth data that is now appearing in a broadening number of countries (Chart 2), which would suggest a potential brighter outlook for corporate earnings. However, credit valuations and the liquidity backdrop matter, and a potential cyclical improvement in profits may not benefit corporate bond performance at a time of tight spreads and greater uncertainty about future central bank policies. Chart of the WeekIs The Party Ending For Corporate Bonds? Chart 2A Broadening Pickup In Global Growth With credit spreads currently priced for a near-perfect backdrop of low volatility and highly accommodative central banks, we continue to recommend an overall defensive posture in "Trans-Atlantic" corporate bonds, favoring Investment Grade (IG) over High-Yield (HY) in both the U.S. and Euro Area. Chart 3U.S. Corps Are Now ONLY A 'Tina' Trade U.S. Corporates: Stretched Valuations, Especially For Junk Bonds U.S. corporate bonds have been one of the biggest beneficiaries of the so-called "TINA" (There Is No Alternative) trade, where investors have been forced into riskier assets out of low-yielding government bonds. The return performance for both investment grade (IG) and high-yield (HY) debt has been outstanding, with the former up 8.2% year-to-date and the latter up +15.9%. The fundamental backdrop for corporate debt, however, has shown few signs of any improvement that would justify such strong returns, according to our U.S. Corporate Bond Checklist (Chart 3): 1.Corporate balance sheets are deteriorating: Our U.S. Corporate Health Monitor (CHM), an amalgamation of various bottom-up credit metrics applied to top-down corporate profit data, continues to signal that balance sheets are worsening. This trend has been ongoing for more than two years and shows no signs of slowing, with companies continuing to ramp up leverage to record highs at a time of increasing downward pressure on profit margins. 2.Bank lending standards are slowly tightening: The U.S. Federal Reserve's Senior Bank Loan Officer Survey has begun to flash that a greater number of U.S. banks are tightening lending standards on commercial & industrial loans. The net number is still low within the history of this series, and is largely the result of tightening standards on domestic energy companies suffering from the lower oil prices of the past two years. Nonetheless, the highly cyclical nature of lending standards suggests that a move back to easier standards may not happen at this advanced stage of the multi-year credit cycle. 3.Monetary conditions are tighter, but remain stimulative: Our U.S. Monetary Conditions Index (MCI), which is a weighted combination of short-term interest rates and the U.S. dollar, remains at an accommodative level, even after the 18% rise in the trade-weighted dollar since the trough in 2014 and the Fed's lone rate hike last year.2 Interest rates are far more important in our MCI calculation than the dollar (by a 10/1 ratio), however, so it would take an exceptionally large move in the dollar to push the MCI to restrictive territory after just a single 25bp rate hike. Yet with the Fed clearly in a slow hiking cycle that could deliver at least another 75bps of rate hikes by the end of 2017, the MCI will continue in a tightening direction that has historically been correlated with wider corporate bond spreads. With only an easy money backdrop supportive of narrower credit spreads, there is a growing risk that U.S. corporates could respond poorly to a December Fed rate hike that we expect - especially if that also coincides with renewed strength in the U.S. dollar. Already, the Fed's trade-weighted dollar index has risen by 3.2% during the recent Treasury market selloff, as the market-determined probability of a December hike has risen to 66%. This remains below the peaks seen in the run-up to the rate hike at the end of 2015, which coincided with a big widening of corporate credit spreads (Chart 4). One major difference from a year ago is that the Fed is not signaling the same degree of monetary tightening after the next hike. The FOMC median interest rate projections (the "dots") were indicating another 100bps of hikes following the December 2015 rate increase, and are now only signaling another 50bps of hikes after the Fed's expected next move in December. This is keeping both the 2-year Treasury yield and the dollar well below the peaks seen at the end of last year, helping prevent a breakout in market volatility and credit spreads. So if there is a fresh spike in volatility and/or the dollar, it would be striking the corporate credit markets at a time when valuations look stretched. We can see that in a number of indicators. U.S. corporate bond excess returns have far exceeded the levels suggested by domestic capacity utilization, which are relevant for corporates given their long-standing correlation to profit margins (Chart 5). Our colleagues at our sister publication, U.S. Bond Strategy, have calculated that a 0.4% improvement in capacity utilization has historically coincided with a 100bps tightening in HY bond spreads over a 1-year period; thus, utilization would have to rise to 77.2% by next February (a level last seen in March 2015 when the annual growth rate of Industrial Production was 2.5 percentage points faster than the current pace) to justify HY spreads at current levels.3 In other words, junk bonds are already priced for a significant recovery in U.S. economic growth and corporate profits. Chart 4U.S. Corps Not Responding To A Rising USD...Yet Chart 5Ignoring The Signal From Capacity Utilization U.S. corporate bond excess returns over duration-matched Treasuries during the past twelve months have been strongly positive: +316bps for IG and +844bps for HY. Our past work analyzing U.S. credit cycles has shown that such a positive return performance usually occurs during the deleveraging stage of the corporate credit cycle, typically during recessions when profits are falling and growth in company debt stalls or even contracts (Charts 6 & 7). Chart 6Investment Grade Corporate Annual Excess Return* Chart 7High-Yield Annual Excess Return* Chart 8Spreads Ignoring The Usual Credit Cycle The current environment is one of declining corporate profits but with debt growth still expanding, similar to the credit spread widening backdrop around the 2000 and 2008 U.S. recessions (Chart 8). This sends a similar message to the relationship of credit returns with capacity utilization, with corporate bonds now priced for a strong rebound in profit growth that may be difficult to achieve over the next year. A similar situation exists in the equity market, where the consensus bottom-up expectation is for overall profit growth to surge to +13% in 2017 and +11% in 2018.4 That would represent a sharp rebound from the profit declines witnessed in 2015 and the first half of 2016. Chart 9A Stretched Rally In U.S. Junk Some may argue that such a significant rebound in overall corporate earnings could happen just from the impact of better outlook for profits in the Energy sector given the recent recovery in oil prices. However, it appears that U.S. corporate bond valuations already more than fully discount a higher crude price. The 2016 rally in U.S. junk bonds has been led by the massive tightening of spreads of oil-related names, with the benchmark Bloomberg Barclays High-Yield Energy index returning 33% year-to-date as spreads have collapsed. However, the current Energy index OAS is at 550bps - levels last seen during the 2015 counter-trend rally in oil prices after the 2014 plunge (Chart 9, middle panel) That rally took the Brent crude price of oil up to $67/bbl, well above the current price hovering around $50/bbl. Our Commodity strategists continue to see $60/bbl as being the ceiling for the oil price range over the next year, as prices above that would begin to draw supply back into the market from U.S. shale companies and other global oil producers with higher break-even prices. Thus, U.S. HY energy debt already discounts an oil price that is unlikely to be achieved in the medium-term. A similar situation exists when looking at non-Energy junk spreads, which are highly correlated with macro volatility measures like the VIX index and which already fully reflect the current low volatility backdrop (Chart 9, bottom panel). We are concerned about a pick-up in volatility in the near-term from either a political surprise like a Trump victory on November 8 or, more likely, market jitters when the Fed delivers on a rate hike in December. With our fundamental VIX model, which is based off the lagged impact of rising corporate leverage and tightening monetary conditions, continuing to signal that the fair value level of the VIX is around 20, credit markets are not prepared for a potential rise in volatility in the next few months. Challenging Valuations At All Levels When we look at our various valuation gauges for U.S. corporate debt, it is difficult to find many areas where credit looks cheap. With regards to IG debt, our preferred measure of valuation is the 6-month breakeven spread, which shows how much spreads would need to widen to full offset the carry advantage of owning IG debt over duration-matched U.S. Treasuries, assuming spread volatility is maintained at recent levels. That breakeven spread now sits at a mere 9bps (Chart 10, top panel), well below the long-run mean. In other words, IG excess returns can easily turn negative with only a modest widening of spreads. For HY debt, our preferred valuation metric is the default-adjusted spread, where we subtract expected default losses estimated by our default rate and recovery rate models from the current junk spread. That adjusted spread is now only 69bps - a level more than one standard deviation below the long-run mean that we consider to be overvalued (bottom panel). With spreads at such depressed levels relative to expected default losses, the historical probability of junk delivering positive excess returns over the next year is extremely low. We see a similar stretched valuation backdrop when looking at credit spreads among sectors and ratings cohorts. Within the IG universe, the OAS for Financials, Industrials and Utilities have fully converged (Chart 11, top panel), while credit spread curves are near the tranquil 2005-2007 period of historically low volatility that we do not expect to be repeated (bottom panel). Within sectors, our U.S. IG relative value model only sees attractive spreads in the debt of Banks, Energy, Metals & Mining, Building Materials, Technology and Airlines. Chart 10Expensive Valuations, Especially For Junk Chart 11Not Much Difference To Choose From Here Bottom Line: U.S. corporate debt, both Investment Grade and High-Yield, is fully priced for an improvement in economic growth and corporate profits. Tight valuations offer no yield cushion before the expected December Fed rate hike. Maintain a defensive up-in-quality stance on U.S. corporates, favoring Investment Grade over junk. Euro Area Corporates: ECB Buying Keeping IG Rich While Junk Fundamentals Worsen Turning towards Europe, a similar story of expensive corporate credit valuations exists, although not to the same magnitude as in the U.S. Of course, valuations may not matter for Euro Area IG with the European Central Bank (ECB) buying corporate debt as part of their quantitative easing (QE) asset purchase program. That surge in QE buying (both real and anticipated by investors) helped drive both yields and spreads for Euro Area IG sharply lower between March and June of this year. Since then, however, both yields and spreads have gone up moderately (Chart 12), reflecting both the rising global yield backdrop and the worsening situation for Euro Area banks whose debt dominates the IG market. Chart 12Euro Area Corporate Bond Rally Has Stalled Chart 13Euro Area Valuations Are Not That Cheap The rise in Euro Area corporate credit spreads comes at a time when investors have grown increasingly concerned about a potential tapering of the ECB's QE when the current program expires in March of next year. As we discussed in our previous Weekly Report, we expect the ECB to announce in December an extension of the government bond QE to at least September 2017, likely with some additional changes to the rules of the QE program to avoid hitting any self-imposed purchase limits.5 This could help keep spreads anchored near current levels, all else equal. Of course, all else is never equal, and the liquidity story can be trumped by expensive valuations, as we currently see in U.S. junk bonds. Using the same metrics for U.S. IG and HY credit spreads that we presented earlier shows that both the breakeven spread for Euro Area IG, and the default-adjusted spread for Euro Area HY, are below the long-run mean (Chart 13). Euro Area junk valuations are not as stretched as U.S. junk valuations on this basis, but they are hardly cheap. A similar story exists when looking at Euro Area IG corporates grouped by credit rating, with spread curves looking as flat as the U.S. curves shown earlier (Chart 14). Our Euro Area IG sector relative value model (Table 1 on Page 11) is also showing a handful of sectors with comparatively cheap spreads, ranging from commodity-focused industries (Energy, Metals & Mining) to financial groups (Insurers, Banks). However, the "cheapness" in the latter likely represents some degree of risk premium on Euro Area banks, whose poor profitability and capital adequacy issues are now well known to investors. Euro Area bank spreads may stay cheaper for longer until those problems begin to be addressed. Chart 14Euro Area Credit Spread Curves Are Flat Table 1Euro Area Investment Grade Corporate Sector Spread Valuations One final note on the relative value between Euro Area and U.S. corporates: the bottom-up Corporate Health Monitors for both regions that we introduced earlier this year continue to show gaps favoring Euro Area IG over U.S. equivalents (Chart 15), and U.S. HY over Euro Area equivalents (Chart 16). The relative balance sheet trends are showing up in the relative investment performance across the Atlantic, with Euro Area IG starting to outperform U.S. IG, and Euro Area HY lagging the returns in U.S. HY. We continue to recommend allocations based on these relative valuation trends, keeping the lightest weighting on Euro Area junk bonds that score poorly on all relative balance sheet metrics. Chart 15Favor Euro Area IG Over U.S. IG Chart 16Euro Area Junk Is Unattractive Vs. The U.S. Bottom Line: Euro Area corporate bonds are not as expensive as U.S. equivalents, but are by no means cheap. The likely extension of the ECB QE program until at least the latter half of 2017 will help keep valuations at rich levels, especially for Investment Grade issuers where the ECB is directly buying bonds. Stay up in quality in Euro Area corporates, favoring Investment Grade over High-Yield. Robert Robis, Senior Vice President Global Fixed Income Strategy rrobis@bcaresearch.com 1 Please see BCA Global Fixed Income Strategy/U.S. Bond Strategy Weekly Report, "A Note On The Long-Term Outlook For Global Bonds", dated July 27, 2016, available at gfis.bcaresearch.com and usbs.bcaresearch.com 2 A neutral reading of the MCI is the zero line is consistent with a U.S. economy without any output gap, growing at its potential rate, and with unemployment at full employment levels. 3 Please see BCA U.S. Bond Strategy Special Report, "Don't Chase The Rally In Junk", dated Nov 1, 2016, available at usbs.bcaresearch.com 4 Source: Thomson Reuters I/B/E/S 5 Please see BCA Global Fixed Income Strategy Weekly Report, "The ECB's Next Move: Extend & Pretend", dated Oct 25, 2016, available at gfis.bcaresearch.com The GFIS Recommended Portfolio Vs. The Custom Benchmark Index Recommendations Duration Regional Allocation Spread Product Tactical Trades Yields & Returns Global Bond Yields Historical Returns
Special Report Highlights The U.S. presidential election is now too close to call. Hillary Clinton has a 61.6% chance of winning, according to our quant model. But Trump's real chances are approaching 50%, given momentum. Trump still trails in Virginia and Colorado, the two key swing states. A narrow Clinton win revives the fear of gridlock with a GOP-controlled House. Hedge against Trump by going long USD/SEK, long biotech stocks / short S&P 500 exporters, and long U.S. Treasurys. Feature After penning our latest missive on the U.S. election, "You've Been Trumped!" for our sister publication the Global Investment Strategy, a client complained that giving Trump 34.5% probability of winning the election was "laughable."1 To be fair to the client, our odds of a Trump victory were on average three times higher than that of other quantitative models.2 BCA's Geopolitical Strategy is not a stranger to receiving hate mail. Nor are we strangers to giving higher odds than the consensus to unexpected political events (see: Brexit).3 Since our October 21 report, Trump has narrowed Clinton's lead in the polls from 6.2% to 2.2%. Chart 1 shows that polls are retreating into their now-familiar oscillating pattern. In addition, FBI Director James Comey disclosed to Congress on October 28 that the law enforcement agency was reopening its investigation into Clinton's email practices while secretary of state. Chart 1Trump As The 'Comeback Kid' Needless to say, we are quite comfortable with the 38.4% Trump odds that our "polls-plus" model is forecasting.4 The reason it gives Trump such strong odds is because we do not only rely on the polls to make our forecast. Polls are a (poor) snapshot of reality, but predicting the future is about more than just "traveling with events." Forecasting requires a strong net assessment of structural factors through which one filters the incoming data, whether they be new polls or "October surprises." In this note, we revisit our quantitative model, review our qualitative "White Hype" model, and update our forecast. We suggest that clients hedge for a Trump victory. Quant Model: Trump Remains A Strong Candidate Our net assessment remains that this election is a much closer affair than the media narrative would have it. The FBI revelation is only important because it highlights that Hillary Clinton is a structurally weak candidate who is susceptible to "October surprises." This is best exemplified by Chart 2, which we have repeatedly published and shown to clients in meetings. It is simply difficult to take polls seriously when they are asking voters to choose between a "fire" and a "frying pan." Chart 2Clinton And Trump: The Least Charismatic Candidates Ever To be clear, Secretary Clinton has several structural advantages: The Democratic party has a strong Electoral College lead over the GOP, a lead that Donald Trump has to overcome by winning a slew of large states that Mitt Romney lost in 2012; Hillary Clinton is polling well with minorities and women, both constituencies that preferred her to Bernie Sanders in the Democratic primary; Clinton is not a five-year-old trapped in the body of a 70-year-old. On the other hand, the "plus" in our polls-plus model reveals some structural weakness in the Clinton campaign: Two-Term Curse: It is notoriously very difficult for the incumbent party to retain the presidency after a successful multiple-turn run. Since the start of the twentieth century, this has happened only four times: William Taft (1908), Herbert Hoover (1928), Harry S. Truman (1948), and George H. W. Bush (1988). Only the last two examples are relevant in the modern context, and they happened in the wake of the monumentally popular presidencies of FDR and Ronald Reagan.5 We code for this factor in our model. Third Party: Our model also accounts for the presence of prominent third party candidates. At face value, this ought to hurt both Hillary Clinton and Donald Trump equally. However, Libertarian Gary Johnson has seen a dramatic drop in support, from nearly 10% in September to roughly just 5% today. The expanding correlation between Trump and Johnson's polling breaks negative in mid-October, suggesting that some Johnson fans are jumping the Mary Jane bus and getting on the Trump bandwagon (Chart 3). Meanwhile, Stein continues to take approximately 2% of the vote away from Clinton, which could make a difference in a close election in key swing states. Obama: Finally, we also code for the incumbent president's approval rating. While Obama's 52.5% is a solid number, it is not an "out of the ballpark" figure. Bill Clinton held a 58% approval rating in October 2000 as did Dwight Eisenhower in October 1960. Both saw their anointed successors lose in extremely tight races. Our model also relies on voting patterns and economic variables to "correct" the polling numbers for political cycles. First, we use each state's previous election results, going back to 1980, to gauge voter predisposition. We also include a momentum variable which measures the change in the differential between the two previous elections. In addition to the actual election data, we constructed two dichotomous variables to account for voter polarization and the presence of a strong third party. These structural forces favor the Republican challenger. Second, we use changes in state and national economic conditions prior to the elections to capture the macroeconomic context. These include national GDP, oil prices, and state-level disposable income. Since the economy has definitely seen improvement in the last four years of Obama's presidency, the data give the edge to the Democrats. Chart 3Third-Party Voters##br## Shifting To Trump Table 1Probabilities Of Victory:##br## GPS Polls-Plus Model Our model gives 60% weight to the probabilities derived from state polling and 40% to our structural econometric model. At the moment, the model is giving Clinton a 61.6% chance of winning the election (Table 1). Chart 4 shows that Clinton has 260 electoral votes in states where she has more than a 70% chance of winning. These are strong figures for Clinton, but they still give Trump around 38.4% chance of winning the election. We think it is closer to 50% and we discuss below why. Chart 42016 U.S. Presidential Election: GPS Polls-Plus Model Full Results Bottom Line: Given our quantitative model, we give Clinton a very slight edge to win the election. But the actual election is likely too close to call at this point. As we pointed out in our latest missive, a 3% lead in the polls for Clinton would not be enough to give us any confidence in our forecast due to the potential for polls to underappreciate Trump's support. Are Polls Wrong? The risk that polls are "wrong" remains considerable. Voters could be lying about supporting Trump because of various social stigmas related to it. For that reason, we suspect that any Clinton lead of less than 3% turns this election into "too close to call" and any lead of less than 5% leaves us with only a "low conviction" view that Clinton will win. We did not pick these numbers randomly; recent U.S. elections reveal that polls can miss results by as much as 3% (Chart 5). Our concern about the quality of polling is not random. It is informed by three factors: Undecideds: At this point in the election cycle, one would expect only 6% of voters to remain undecideds. However, this year, that figure stands at 9% (Chart 6). Now, this is likely because both candidates are deeply unfavorable, as Chart 2 illustrates. However, it could be because many voters are responding to pollsters with the "undecided" answer instead of saying that they support the controversial and politically incorrect candidate Donald Trump. In other words, the large number of undecideds could be where the "shy Trump voters" are hiding and ought to worry Clinton supporters a lot. Chart 5Election Polls Usually Miss By A Few Points Chart 6More Undecided Voters This Time Around Libertarian Collapse: Our theory about the undecideds could already be playing out with the Johnson voters. As we pointed out above, Johnson's support has halved in just one month. Most of his support appears to have gone to Donald Trump, but some could be bolstering Clinton's support levels in the "Mountain West" states of Colorado and New Mexico. Johnson's support may be inflated by voters who are embarrassed to say that they support Trump yet may end up voting for him. Poll Oscillation: We modified Chart 1 into Chart 7 by adding some "chart chat" to indicate when Trump made controversial - read: stupid - comments about Hispanics, Muslims, or women, which prompted a huge outcry from the media and society in general. Each event caused Trump's support to fall by an average of 4.9% from peak to trough. What would have happened to his polls had he not made such comments? Or, in other words, what is the true Trump support trajectory ex-controversial comments? Thus Chart 7 shows our back-of-the-envelope "technical" analysis of Trump's support. The reason polls are constantly oscillating may be that, with each egregious comment, Trump's real fans become "shy fans" and decline to select him during polling. But his true level of support may be very much on par with Hillary Clinton. Chart 7Trump's Surprising Resilience Bottom Line: There is some anecdotal evidence that Trump's support is underestimated by the polls. Hillary Clinton has to carry a +3% lead in the polls on November 8 for us to have any confidence in our quantitative model's predictions that she is indeed the favorite to win. This is no longer the case. Qualitative Model: "White Hype" Is Still Not Enough Our qualitative model relies on testing Trump's electoral strategy - boosting the share of the white vote accruing to the GOP - in the real world. We concluded in March that Trump did have a path to victory, albeit a very narrow one.6 Our colleague Peter Berezin, Chief Strategist of the BCA Global Investment Strategy, did so as early as September of last year.7 Our research showed that Trump's strategy is mathematically viable, at least in 2016 when the white share of the total population remains large enough. We specifically showed that Trump would only need to increase white voters' support by 1.7% and 2.9% in Florida and Ohio, respectively, to flip those states. We also pointed out that getting a 5.7% swing in Iowa could be feasible. Chart 8 shows the result of our qualitative work on the White Hype model. It illustrates that while Florida and Ohio are well within Trump's grasp, Michigan, Pennsylvania and Wisconsin would require a very large swing of white voters in Trump's favor: 13.9%, 7.8%, and 8.1% respectively. Chart 8Trump Needs X Percent Of White Voters To Switch To The GOP We used the figures from Chart 8 to create Trump's "ideal Electoral College map." Map 1 shows how our White Hype model grafts onto the Electoral College. Even if we give Trump Ohio, Florida, Iowa, and North Carolina (the latter because Mitt Romney won it in 2012), Trump still needs 11 Electoral College votes to win the election. Map 1Trump's Ideal Electoral College Map Where could he get those 11 votes? The answer is Virginia (13) or a combination of Colorado (9) and either Nevada (6) or New Hampshire (4). In other words, Virginia and Colorado are critical to Trump's chances of winning the election and he remains behind Clinton by 5.2% and 4% in the two respectively. In addition, while Trump has narrowed his lead on Clinton nationally, we have only noticed significant narrowing of the state polls in Florida, Ohio, Nevada, New Hampshire, and Michigan. In Michigan and New Hampshire, however, Clinton's lead remains 6.3% and 5.6%. Meanwhile, the narrowing has been either minor or non-existent in Colorado, Maine, Minnesota, Pennsylvania, Virginia, and Wisconsin (Chart 9). In each of these states, Clinton's lead is either around or above 5%. Unless the FBI investigation or some other surprise changes the dynamic, Trump's recent rally appears to be concentrated in states that are either GOP strongholds, are predicted to go to Trump by our "White Hype" model in Map 1, or are out of his reach anyway (like Michigan). Chart 9Trump's Comeback In The Swing States Bottom Line: State-by-state analysis of the polls shows that our White Hype model remains a cogent guide for this election. Trump can win both Ohio and Florida and he may still lose the election. This is because his White Hype electoral strategy works in those two critical states, but appears insufficient to overcome the Democrat advantage in white voters in the Midwest (Michigan, Pennsylvania, and Wisconsin). Ultimately, we stick to our call from March: this election will come down to Virginia and Colorado, two states where Clinton's lead remains 5.2% and 4% respectively. That said, Trump has momentum nationally and in swing states. Investment Implications: Hedging A Trump Victory Our colleague Anastasios Avgeriou of the BCA Global Alpha Sector Strategy pointed out in September 30 missive that volatility typically spikes in October of each U.S. presidential election.8 Charts 10 and 11, as well as Table 2, summarize the findings of his research that looked at the last seven presidential cycles going back to 1988. We agree and suspect that this year's election could see even more volatility in November given the narrowing in the polls and the ongoing FBI investigation into Clinton's email scandal. Chart 10October Surprises The Markets, 1988-96 Chart 11October Surprises The Markets, 2000-12 Table 2VIX Spikes The Month Before The U.S. Election We recommend that our clients read Anastasios research first, and then put on his volatility hedge by buying a VIX 20-25 bullish call spread for November 16th expiry (capturing the election result), and to sell a 13 strike November 16th VIX put in order to bring down the cash outflow. The total cost for this hedge is $0.80/contract with a maximum gain capped at $5/contract, as of intra-day trading at the time of writing November 1. There is downside risk with selling the put option, but Anastasios points out that the VIX is unlikely to fall below 10, thus the risk to the downside is losing the $0.80/contract plus $2.68/contract assuming the VIX collapses to the 2014 closing low. In addition, we would hedge for a Trump victory by initiating the following trades: Currencies: Mathieu Savary, Chief Strategist of BCA's Foreign Exchange Strategy, recommends that we hedge a Trump win via a long USD/SEK trade. As our colleague Peter Berezin has posited before, the USD will rally if Trump wins due to the combination of coming fiscal expansion and risk aversion flows.9 Meanwhile, SEK would be hurt due to the realization by investors that globalization is at an end, given that Sweden is a small, highly open, economy. Trump's trade policies will be a nail in the coffin of globalization, proving our "Apex of Globalization" theme.10 Additionally, investors may want to do the obvious and short "NAFTA currencies" versus the USD. Sectors: Our favorite way to hedge a Trump victory via U.S. sectors would be to go long biotech / short S&P 500 exporters.11 Biotech would rally on the news that the risk of Clinton's regulatory action against pharmaceutical industry has dissipated. Meanwhile, major U.S. multinational exporters would be hurt by the twin effects of USD's likely appreciation and our "Apex of Globalization" theme, which would be supercharged following a Trump victory. Clients could alter this hedge by replacing biotech with financials, given that a Trump victory would allay investors' fears of further regulation against the financial industry. Fixed Income: BCA's U.S. Bond Strategy strategist, Ryan Swift, believes that a simple "buy-Treasurys" hedge is the best way to deal with the risk-off of a Trump presidency. A more long-term idea would be to underweight municipal bonds in a bond portfolio. A Trump tax-cutting administration would de-value the tax advantage in municipal bonds.12 Another hedge - this one courtesy of Rob Robis, Chief Strategist of BCA's Global Fixed Income Strategy - may be to consider a 2-year/30-year Treasury curve steepener. If the USD were to appreciate following a Trump victory, the Fed may think twice about a December rate hike, especially if the stock market sells off at the same time. The front end of the Treasury curve would rally in that environment. Meanwhile, the long end may react to the prospect of big deficit-financed fiscal expansion that Trump has promised, thus steepening the curve. The initial risk-off move after a Trump win may push the entire yield curve lower, but the bond market may quickly begin to price in the potential medium-term fiscal ramifications of a Trump presidency. What To Watch For On November 8? There are three things investors should watch on November 8, the day of the election, and in its immediate aftermath: Final results: In 2012, the statistical result was projected by the news networks around 11:30pm EST Nov. 6, according to the New York Times. Romney's concession speech occurred just after midnight on November 7. In the 2008 election, the result was projected by CNN as early as 7pm EST on election day (November 4), but that was due to the fact that the Obama win over Senator John McCain was a landslide. Obviously the 2000 election is a reminder that the results may not be clear immediately. The result in Florida was announced by 8pm EST on election day in favor of Gore, but the counting in the wee hours of the morning favored Bush. Gore conceded privately to Bush, then the tally went back to Gore, who withdrew his concession, and finally Bush was given the final tally several days later. The official result was not declared until November 26; Gore did not concede until December 12. The electoral college will vote on December 19, so states will have to resolve any recounts or disputes by December 13. Congress counts and certifies the result on January 6. Margin of victory: It is now clear that a Clinton win, if it were to happen, will be a narrow one. It is almost guaranteed at this point that the chances of a Democratic sweep in the House of Representatives is at zero. This is a positive development for the market as a Democratic sweep would mean a slew of anti-business regulation out of Congress. Nonetheless, a narrow Clinton win - with sub-50% of the vote - would give Hillary Clinton an extremely weak mandate. On top of the numbers, she will clearly have to deal with an unprecedented amount of investigations while in office. The chances of a compromise between the White House and GOP in Congress is therefore declining. Our "best-case scenario" of a Clinton-Paul Ryan compromise is therefore also very low. This will put in jeopardy any possibility of modest fiscal stimulus under a Clinton White House, or of corporate tax reforms. The gridlock that will emerge from Congress under a Clinton presidency may, therefore, not be so sanguine after all. A Tie? What happens if the Electoral College vote is tied, or if by a fluke neither candidate wins a majority? There is a non-negligible probability that both Trump and Clinton could end up with 269 votes - i.e. one vote short of the 270 absolute majority required to win the White House. After all, Al Gore lost the 2000 election by only five electoral votes. How is the U.S. president chosen in that case? The House of Representatives convenes, allots one vote to each state (whose representatives must decide among themselves), and chooses the next president by a majority of the states. The presidential candidates in this case would be chosen from the top three recipients of electoral college votes.13 Here is the kicker: the vice-president would be chosen by the Senate from the top two candidates, meaning that Trump or Clinton would serve as the other's vice-president! Given the Republican majority in the House and among the states, Trump would likely prevail as president with 66% of the House vote, leaving Clinton to become vice-president. The United States would finally do what should always be done with squabbling children - force them to play on the same team! Faithless Electors: Another possibility is that an Electoral College member or "elector" could refuse to cast his or her ballot for the candidate chosen by popular vote in that elector's state. Electors are chosen by the political parties and are presumed to be staunch loyalists, but sometimes they deviate or make mistakes. Hardly more than half the states have passed laws to prevent or punish these so-called "faithless electors." No such elector has ever changed the outcome of a presidential race, but in an extremely tight race, abstentions, mistakes, or conscientious objection in the Electoral College could occur. The Supreme Court would have to settle any ensuing challenges, and would normally be expected to reassert the elector's independence to vote for any eligible candidate. Of course, the Supreme Court is currently undermanned at eight justices. If they were to split along ideological lines, any constitutional issues emanating from this election would remain gridlocked for a time, which would be a period of extreme uncertainty. Marko Papic, Senior Vice President Geopolitical Strategy marko@bcaresearch.com Matt Gertken, Associate Editor mattg@bcaresearch.com David Boucher, Editor/Strategist davidb@bcaresearch.com 1 Please see BCA Geopolitical Strategy and Global Investment Strategy Special Report, "You've Been Trumped!" dated October 21, 2016, available at gps.bcaresearch.com. 2 Please see FiveThirtyEight, "Who Will Win The Presidency?" dated October 31, 2016, available at fivethirtyeight.com. 3 Please see BCA Geopolitical Strategy and European Investment Strategy Special Report, "With Or Without You: The U.K. And The EU," dated March 17, 2016, available at gps.bcaresearch.com. 4 Please see BCA Geopolitical Strategy Special Report, "U.S. Election: Final Forecast & Implications," dated October 12, 2016, available at gps.bcaresearch.com. 5 Of the four examples, only Bush Sr. in 1988 and Truman in 1948 are really relevant today. First, the Theodore Roosevelt transition to William Taft happened more than 100 years ago. Second, Hoover took over from eight years of Republican rule when the economy was at a peak, which is hard to compare with the post-financial crisis environments after 1929 and 2008. Thus the only relevant victories for the incumbent party following a multi-term presidency occurred after the reigns of two iconic presidents: Ronald Reagan and Frank D. Roosevelt, two of the greatest American presidents. 6 Please see BCA Geopolitical Strategy and Global Investment Strategy Special Report, "U.S. Election: The Great White Hype," dated March 9, 2016, available at gps.bcaresearch.com. 7 Please see BCA Global Investment Strategy Special Report, "Trumponomics: What Investors Need To Know," dated September 4, 2015, available at gis.bcaresearch.com. 8 Please see BCA's Global Alpha Sector Strategy Weekly Report, "Quarterly Review And Outlook," dated September 30, 2016, available at gss.bcaresearch.com. 9 Please see BCA Global Investment Strategy Special Report, "Three (New) Controversial Calls," dated September 30, 2016, available at gis.bcaresearch.com. 10 Please see BCA Geopolitical Strategy Special Report, "The Apex Of Globalization: All Downhill From Here," dated November 12, 2014, available at gps.bcaresearch.com. 11 The S&P 500 globally-exposed industry groups index is derived by BCA's U.S. Equity Strategy. 12 Please see BCA U.S. Bond Strategy, "Trading The Municipal Credit Cycle," dated October 18, 2016, available at usbs.bcaresearch.com. 13 Technically, then, Libertarian candidate Gary Johnson, the likeliest third-place candidate, would be eligible to become president under the House of Representative vote. Politically, however, it would be nearly impossible to orchestrate. The deadline for the House to decide this "contingent election" would be January 20, at which point the vice-president, elected by the Senate, would serve as acting president until the House resolved the issue. If the House and Senate have not chosen a president and vice-president by January 20, a new law must be passed to decide the outcome. Oh the humanity! Please see BCA Geopolitical Strategy Special Report, "U.S. Election Primer: Let's Get Ready To Truuuumble," dated February 29, 2016, available at gps.bcaresearch.com.
GAA DM Equity Country Allocation Model The model significantly reduced the weight of France by six percentage points due to change in liquidity condition, the other downgrade, albeit much smaller, was the U.S. All other countries had been upgraded as a result, with Germany being the largest beneficiary. Japan and U.K. remain the two largest underweights (Table 1). Table 1Model Allocation Vs. Benchmark Weights As shown in Table 2 and Chart 1, Chart 2 and Chart 3, the overall model outperformed the MSCI World benchmark by 27 basis points (bps) in October, driven completely by the Level 2 model (as U.K and Australia underperformed the euro area). The Level 1 model was in line with the benchmark. Since going live, the overall model performed slightly better than its benchmark. Please see also on the website http://gaa.bcaresearch.com/trades/allocation_performance. Table 2Performance (Total Returns In USD) Chart 1GAA DM Model Vs. MSCI World Chart 2GAA U.S. Vs. Non U.S. Model (Level 1) Chart 3GAA Non U.S. Model (Level 2) Table 3Allocations Table 4Performance Since Going Live Chart 4Overall Model Performance For more details on the models, please see the January 29th, 2016 Special Report "Global Equity Allocation: Introducing the Developed Markets Country Allocation Model". http://gaa.bcaresearch.com/articles/view_report/18850 GAA Equity Sector Selection Model The GAA Equity Sector Selection Model (Chart 4) is updated as of October 31, 2016. The momentum component has shifted Financials from underweight to overweight. For mode details on the model, please see the Special Report "Introducing the GAA Equity Sector Selection Model," July 27, 2016 available at https://gaa.bcaresearch.com. Xiaoli Tang, Associate Vice President xiaoli@bcaresearch.com Patrick Trinh, Senior Analyst patrick@bcaresearch.com Aditya Kurian, Research Analyst adityak@bcaresearch.com
Special Report Highlights Defaults: The default outlook is improving alongside a brighter forecast for economic growth. The corporate default rate will fall from 5.4% to close to 4% during the next 12 months. Valuation: The low starting point for spreads means the risk/reward trade-off in junk bonds remains poor, despite a more encouraging default outlook. Strategy: In addition to a poor longer run risk/reward trade-off, the risk of a Fed rate hike in December makes us extremely cautious on junk in the near term. Maintain a maximum underweight allocation to high-yield and await a better entry point for spreads in the New Year. Feature This year's rally in High-Yield has been nothing short of impressive. The average spread on the Barclays High-Yield index has narrowed to 467bps from a February high of 839bps, and excess junk returns have now recovered all the ground lost since the mid-2014 peak (Chart 1). Chart 1Back In The Black When considering the potential for further spread tightening we first observe that, despite this year's rally, the average junk spread remains 144bps above the cycle lows reached in June 2014. However, the credit cycle is also two years older, corporations are more highly levered and the default rate has started to increase. The dramatic sell-off and subsequent recovery in the price of oil has also had a large impact on junk bond performance since mid-2014, but now that the average spread on energy debt is within 100bps of the overall index (Chart 1, bottom panel), its influence will be much smaller going forward. In this week's report we consider the potential for further junk bond outperformance through three different analytical approaches. We conclude that: Junk spreads already discount a significant improvement in capacity utilization Junk spreads do not adequately reflect the risks from higher implied equity volatility Although the outlook for default losses has improved, current spreads do not offer adequate compensation Growth Rebound Is In The Price As we anticipated,1 last Friday's preliminary Q3 GDP print exceeded expectations. Further, we expect that a number of headwinds which have held back U.S. growth in 2016 will give way next year, generating 2.5% - 3% real GDP growth in 2017.2 This should bode well for junk bond performance, except that a relatively large growth acceleration has already been incorporated into high-yield spreads. Of all economic indicators high-yield spreads correlate most closely with capacity utilization (Chart 2), which bottomed in March of this year shortly after the peak in junk spreads. But capacity utilization has not kept pace with the tightening in junk spreads since then. Historically, a 100bps tightening in junk spreads during a 12-month period has coincided with a 0.4% improvement in capacity utilization. This would suggest that even if junk spreads remain flat, capacity utilization should reach 77.2% by next February (Chart 2, bottom panel). While industrial production will continue to improve, in large part because of rebounds in the oil price and rig count (Chart 3), it will be difficult for any rebound to surpass the expectations that have already been baked into the high yield market. Chart 2Junk Spreads & Capacity Utilization Chart 3Drag From Energy Has Dissipated The Risk From Rising Vol Is Understated Another well-known correlation is between junk spreads and the VIX. As was observed by Robert Merton in 1974,3 corporate bond investors effectively bear the risk from equity investors who own portfolio insurance against downside tail risk (see Box). In other words, an increase in the price of volatility can be thought of as a transfer of default risk from equity holders to bondholders. Unusually, junk spreads have tightened during the past three months while the price of volatility (VIX) has risen (Chart 4). Box - Merton Model Of Corporate Debt Robert Merton pointed out that holding a corporate bond is equivalent to holding a risk-free security plus a short put option on the value of the assets of the corporation. For a corporation with zero default risk, the option is worthless and the bondholder owns a risk-free security. However, the closer a corporation comes to default, the put option (which the bondholder is short and the equity holder is long) increases in value. If the value of assets of the corporation falls below the value of the debt outstanding, then the equity holders are better off defaulting on the debt than repaying it. The act of defaulting on debt is analogous to exercising the put option in that the shareholders put the assets of the corporation to the debt holders rather than repay the debt. Higher volatility increases the value of this put option, effectively reducing the value of corporate debt relative to equity. In other words, higher asset price volatility increases the risk of default. Similarly, a drop in volatility makes default less likely and so increases the value of corporate debt. Although asset volatility and equity volatility are not identical, they are closely related. Therefore, declining equity implied volatility is positive for corporate bonds since it reduces the value of the implicit short put option embedded in corporate debt. This divergence is not sustainable, and the near-term risks clearly favor a convergence via wider spreads rather than a lower VIX. A Trump victory in this month's election would obviously surprise markets and prompt a flight to safety. But the polling data suggest this is a low probability event. More likely is that the VIX rises in anticipation of a Fed rate hike in December. This process could begin as early as tomorrow afternoon, if the Fed teases a December rate hike in the statement from this week's meeting. We anticipate a December rate hike and would expect investors to bid up the price of vol between now and then. As a rate hike becomes more likely, investors will become increasingly worried about a repeat of last year when a Fed rate hike precipitated a large sell-off in risk assets. The trend in equity volatility is also biased higher in the longer run. While it is impossible to accurately forecast all of the wiggles in the VIX index, its long-run underlying trend tends to be driven by corporate health and monetary conditions (Chart 5). Chart 4Higher Vol A Near-Term Risk Chart 5Long Run Vol Drivers Easier monetary conditions tend to reduce investor risk aversion and send the VIX lower. But easy money also encourages the corporate sector to take on debt. Initially, a virtuous circle is created between a lower VIX and a re-levering corporate sector. To the extent that corporate credit growth fuels aggregate demand, risk aversion will decline even further leading to even lower volatility. Eventually, the virtuous circle is broken when either monetary conditions are tightened or leverage increases so much that investors question the sustainability of corporate balance sheets. Chart 5 suggests that the current level of the VIX does not reflect the reality of tightening monetary conditions or deteriorating corporate balance sheets. Bottom Line: A sizeable improvement in capacity utilization and persistently cheap equity volatility are required to sustain junk spreads at current levels. A Brighter Outlook For Defaults Around this time last year we called the beginning of the default cycle,4 and our view remains that we are one year into a prolonged grind higher in corporate defaults. Typically, once corporate defaults start to trend higher they do not peak until the next recession and we do not expect this cycle to be any different. This is because firms tend not to engage in voluntary de-leveraging. Rather, they tend to continue to add leverage until the economy forces retrenchment upon them. One exception to this trend is the small increase and subsequent reversal in defaults that occurred in the mid-1980s (Chart 6). In this instance it was not an improvement in corporate balance sheets that caused the uptrend in defaults to reverse. Instead, it was a dramatic easing of monetary conditions that gave banks the necessary confidence to keep the credit taps open, despite worsening corporate health. This episode can be contrasted with the mid-1990s cycle when corporate health continued to deteriorate but monetary conditions did not ease. This resulted in a persistent grind higher in defaults. Chart 6Defaults Will Moderate Next Year, But Long-Run Uptrend Is Still Intact In our view, the current cycle has the most in common with the mid-1990s. Corporate balance sheets are deteriorating and no monetary relief should be expected with the Fed in the midst of a rate hike cycle, albeit a shallow one. However, the prolonged nature of the recovery also means that the rise in corporate defaults will also be shallow and drawn out, with some fluctuations around an upward trend. Chart 7The Reason For Low Recoveries On that note, we forecast that the default rate will moderate during the next twelve months. Our default rate model is shown in the top panel of Chart 6. This model is based on industrial production growth, corporate profit growth, times-interest earned and lending standards. We forecast that both industrial production and corporate profit growth will improve next year, in large part due to the end of the drag from falling oil prices. The red line in the top panel of Chart 6 shows the Moody's baseline forecast for future defaults. This forecast calls for the default rate to be 4.09% during the next 12 months, down from 5.4% during the past 12 months. This forecast is consistent with our own base case expectation that calls for a return to modestly positive growth in both industrial production and corporate profits (on the order of 5% annualized). The thick grey line in the top panel of Chart 6 shows what the default rate would be in a pessimistic scenario where industrial production and corporate profit growth are held flat at current levels. This forecast has the default rate rising to 6.5% during the next 12 months. In order to forecast default losses we also need a forecast for the recovery rate. In the past we have modeled recoveries using the output from our default rate model. This simple observation that recoveries tend to fall when defaults rise, and vice-versa, had been sufficient to capture the major swings in recoveries, but has not performed well during the current cycle (Chart 7). In fact, recoveries have lagged well below levels that would be expected given the number of corporate defaults we have seen. The reasons for the low recovery rate are not well known, but we have collected some bottom-up data that may offer a partial explanation. The bottom two panels of Chart 7 show the Tobin's Q and net debt-to-assets ratio for the bottom decile of firms in our sample going back to 1990.5 We note that the Tobin's Q - the ratio of market value to replacement value of a firm's assets - has fallen to recessionary levels. Meantime, while net debt-to-assets is in a clear uptrend, it does not appear stretched relative to the early stages of past default cycles. This suggests that low recoveries are not the result of too much debt being supported by too few assets, but are the result of a low market value being placed on the assets in question. More fundamentally, we suspect that low recovery rates are actually explained by the divergence between the monetary and credit cycles (Chart 8). In past cycles, Fed tightening has tended to occur alongside a deterioration in corporate health. However, in this cycle corporate balance sheet re-leveraging is well advanced compared to monetary tightening. If we accept the premise that defaults themselves are caused by tighter money and tightening lending standards, while recoveries are more related to the state of corporate balance sheets at the time of default, then it makes sense that recoveries would be lower in this cycle since corporate balance sheets had been aggressively levering-up for several years before monetary conditions began to tighten and defaults started to rise. Chart 8The Diverging Credit And Monetary Cycles In both our baseline and pessimistic forecasts we assume that the recovery rate increases somewhat (from 28% to 35%), but remains low relative to where we would expect it to be based on the default rate alone. Adding it all up, our base case scenario calls for default losses of 266bps during the next 12 months. This results from a default rate of 4.09% and a recovery rate of 35%. Our pessimistic scenario calls for default losses of 423bps during the next 12 months. This results from a default rate of 6.5% and a recovery rate of 35%. The Default-Adjusted Spread & Expected Returns Individually, neither the average junk spread nor future default losses offer much explanatory power when it comes to forecasting high-yield returns. Rather, it is the combination of both - the default-adjusted spread - that explains the bulk of variation in junk returns. The top panel of Chart 9 shows 12-month high-yield returns in excess of duration-matched Treasuries alongside the average option-adjusted spread from the Barclays index, advanced by 12 months. The chart shows that there is some correlation between today's average junk spread and excess returns during the following 12 months, but the correlation is very weak. Chart 9Default-Adjusted Spread Predicts Lower Excess Returns The second panel of Chart 9 adjusts the average junk spread by realized default losses. Here we see a much stronger correlation. In fact, the starting spread on the High-Yield index less realized default losses during the next 12 months explains more than 50% of the variation in excess junk returns. This means that with knowledge of today's junk spread and an accurate forecast of future default losses, we can have a reasonably good idea about what excess junk returns will be during the next year. The bottom panel shows the results of a regression of excess junk returns versus the default-adjusted spread. It also shows what the default-adjusted spread implies in term of excess junk returns using both our base case and pessimistic default loss scenarios. In our base case scenario where the default rate improves during the next year, excess junk returns are predicted to be close to zero. In other words, the anticipated improvement in defaults is not sufficient to offset the low level of starting spreads. In our pessimistic scenario, where the default rate rises to 6.5%, excess returns during the next 12 months are predicted to be deeply negative. Bottom Line: The default outlook is improving alongside a brighter outlook for economic growth, but wider spreads are still required to make the risk/reward trade-off in junk bonds attractive. Ryan Swift, Vice President U.S. Bond Strategy rswift@bcaresearch.com 1 Please see U.S. Bond Strategy Weekly Report, "Dollar Watching", dated September 13, 2016, available at usbs.bcaresearch.com 2 Please see The November 2016 Bank Credit Analyst, dated October 27, 2016, available at bca.bcaresearch.com 3 Merton, Robert C. 1974. "On the Pricing of Corporate Debt: The Risk Structure of Interest Rates." Journal of Finance 29, pp. 449-470. 4 Please see U.S. Bond Strategy Weekly Report, "The Rising Risk Of Corporate Default", dated October 20, 2015, available at usbs.bcaresearch.com 5 We create a sample consisting of all the firms included in either the Barclays Corporate or High-Yield index (excluding financials) for which bottom-up data are available from Bloomberg. Data are retrieved on a quarterly basis and the sample is adjusted once per year based on changes in the composition of the Barclays indexes. The lowest sample size in any quarter is 53 firms, the largest is 101. On average, the sample size is 68 firms. Fixed Income Sector Performance Recommended Portfolio Specification
Highlights A poor fundamental backdrop for high yield is being offset by easy monetary conditions. A prolonged shallow uptrend in corporate defaults - and therefore spreads - is most likely. The relative performance of equities versus corporate credit has not been distorted by monetary policy: the high-yield debt market will remain a reliable indicator for equity market vulnerability. A December rate hike will not be problematic for the residential real estate market. Plenty of pent-up demand for housing exists, and this will provide long-term support, so long as the labor market remains robust. Feature High-yield (HY) corporate bond spreads have dramatically narrowed throughout 2016 (Chart 1). This trend should not go unnoticed, since beyond being an important asset class in its own right, we have long viewed the high-yield debt market as an early warning system for equities. The current message suggests an all-clear for stocks. Chart 1Dramatic Spread Narrowing In 2016, But... We have had a cautious stance on U.S. high yield since August 2015, based on the view that corporate balance sheet health has deteriorated to the point where defaults would continue to rise on a cyclical basis. This week, we explore whether this remains the right strategy, and also whether junk bond spreads are still a relevant leading indicator for the equity market. Our answer to both questions is: Yes. In our view, the HY comeback can be explained by three main factors. First, the recovery in energy-related junk bonds has led the rally, as rising oil prices have helped diminish the default risks among U.S. shale issuers. Second, the 2015 spike in junk bond yields - mainly due to contagion from energy-sector bankruptcy fears - created tactical value in high-yield. Throughout most of 2016, we have seen an unwinding of these previously oversold positions. And third, the high-yield market benefits from an ongoing and intense search for yield in a world of unattractive higher-quality interest rates. Looking ahead, the first two forces are unlikely to play much of a role in the outcome for junk bonds. Oil prices are likely to trade in narrow range, allowing energy-related company fundamentals to stabilize. The rally in junk bonds over the past several months has removed any perceived value in this sector. Thus, it is only the search for yield/accommodative monetary policy that still supports a narrowing in spreads. Over time, we believe junk bond performance will once again be aligned with balance sheet fundamentals, i.e. high-yield spreads will gradually widen. A Review Of Our HY Indicators Our fixed income strategists have developed three key indicators to gauge major turning points in corporate spreads (Chart 2): Corporate Health Monitor (CHM): An aggregate indicator of non-financial corporate balance sheet health. The CHM deteriorated further in the second quarter, and has reached levels that historically tend to only be seen during recessions. Of the indicator's six components, most of the weakness has occurred in measures of corporate profitability (Chart 3). One caveat is that our measure of leverage in the CHM remains low, but this understates the risks because it measures total debt as a percent of market value of equity. Leverage looks decidedly worse if measured using net debt/book value. Chart 2Key Corporate Credit Indicators Chart 3Corporate Health Monitor Components C&I bank lending standards: A Fed survey that measures how easy/difficult it is for the corporate sector to access bank loans. According to this gauge, banks have already been tightening credit conditions for the past three quarters. Deviation in monetary conditions from equilibrium: We use our Monetary Conditions Index (MCI), which incorporates movements in both the dollar and interest rates. Due to a very accommodative Fed, monetary conditions remain very easy according to this measure. At present, two of these three indicators are sending negative signals for corporate spreads. Our corporate health monitor is decidedly bearish, as are lending standards. Indeed, focusing on corporate balance sheets and fundamental credit quality metrics would almost unanimously lead investors to recognize that the credit cycle is in its late stages and to expect spreads to move wider. After all, spreads have widened in every episode of deteriorating balance sheet health since the mid-1990s. Or to put it more simply, a default cycle - leading to spread widening - has occurred each time that year-on-year profit growth has gone negative since 1984 (Chart 4). Chart 4Profit Contraction Spells Trouble For Junk Bonds Our Bank Credit Analyst service came to the same conclusion earlier this year. In a Special Report, our colleagues analyzed financial ratios for 770 companies from across the industrial and quality spectrum. Their work uncovered that the corporate re-leveraging cycle is far more advanced than is widely believed and that key financial ratios and overall corporate health look only mildly better excluding the troubled energy and materials sectors. Of course, there is an important salve this cycle at work and it is captured in our third indicator - monetary policy. As shown in Chart 2, easy monetary conditions have never persisted for this long and low rates have driven a colossal search for yield, causing high-yield bonds to become ever more divorced from fundamentals. This divergence between corporate bond spreads and balance sheet fundamentals is likely to persist for as long as monetary conditions remain supportive. Adding it up, a poor fundamental backdrop for high-yield is being offset by easy monetary conditions. This combination argues for a cautious long-term bias toward lower-quality corporate credit because a prolonged shallow uptrend in corporate defaults (and spreads) is most likely. Nimble investors may look to tactically buy junk bonds when spreads overshoot our forecast of default losses, although such an opportunity is not present at the moment (Chart 5). The equity market is suffering from the same dynamic. Chart 5No Value Here Will Junk Bond Yields Still Warn Of Stock Bear Markets? Junk bond yields have long been one of our early warning indicators for equity bear markets. Since the 1980s, junk yields (shown inverted in Chart 6) have consistently broken out to new highs 3-6 months before stock bear markets take hold. This is because in a typical cycle, junk yields tend to respond more quickly to an erosion in corporate health fundamentals and/or a credit event. Chart 6Junk Bonds Provide Early Warning For Stocks Chart 7Typical Behavior Here But, as we note above, in the current cycle, the reaction to worsening corporate health fundamentals has been far more subdued than historical relationships would have predicted, due to the salve effect of easy monetary policy. If corporate bonds are in a "bubble", does it mean that the behavior of junk bond spreads will no longer be an early predictor of stocks returns? We believe corporate bonds will still be a useful timing tool for equities. If equities are experiencing the same divorcing from fundamentals, courtesy of central bank largesse, then it stands to reason that what pops the bond bubble will also burst the equity balloon. The search for yield has affected the behavior of investors, and therefore returns, in a fairly systematic way. Due to the current extended period of ultra-low interest rates and central bank asset purchases, government bond prices have been pushed sky high (yields have sunk to rock-bottom lows). As a shortage of government bonds has taken hold, investors have sought to invest in "Treasury-like" products, first seeking out the safest corporate bonds, but eventually reaching further out on the risk spectrum to include high-yield bonds and (dividend yielding) stocks. Indeed, asset prices of all stripes have been distorted by the search for yield, which has fueled a broad inflation in all asset classes. The behavior of stocks relative to corporate bonds is telling (Chart 7). Since 2010, and until very recently, stocks outperformed junk bonds on a total return basis. Junk bonds outperformed investment-grade bonds over roughly the same period (although junk underperformed investment-grade in most of 2015 due to the collapse in energy prices and related energy company defaults). This is exactly what has occurred during every recovery phase since the 1980s. Over the past forty years, investment-grade bonds tended to outperform junk bonds and equities during economic recessions. Junk bonds beat equities during the early phases of recovery (i.e. when economic growth turns positive) and for as long as companies continue to repair balance sheets. And equity returns trump both investment-grade and high-yield corporate bonds when our Corporate Health Monitor is deteriorating, i.e. in the latter half of the economic cycle, such as now. This suggests that the relative performance of equities versus corporate credit has not been distorted by monetary policy. One key takeaway is that, although very easy monetary conditions mean that corporate credit performance is becoming divorced from fundamentals, monetary policy has had a similar effect on equity prices (we have written at length in past reports about equity market performance diverging from profit indicators). As in past cycles, once the monetary cover fades, it is most likely that corporate credit markets will once again respond most quickly to balance sheet fundamentals. The bottom line is that we believe the high-yield debt market will remain a reliable indicator for equity market vulnerability. The current message is that a bear market in stocks will be averted, although as we have written in recent reports, earnings disappointments amid dollar strength represent a potential trigger for a near-term correction. Housing Outlook: Room To Expand Over the past quarter, residential real estate data has been slightly disappointing. September housing starts slipped to the bottom end of the range that has held this year and are only marginally above year-ago levels. House price inflation, as measured by the Case Shiller index, is negative on a 3-month basis. Despite this mild disappointment, we continue to believe the housing market is a relative bright light and will continue to be a significant positive contribution to GDP growth. Most indicators show that the housing market continues to recover along the typical path of the classic boom/bust real estate cycle (Chart 8). Chart 8Housing And Its History Chart 9First-Time Homebuyers Entering The Market Moreover, both supply and demand conditions are supportive of further construction activity and upward pressure on house prices over the next several quarters. On the demand side, household formation and a pick-up in interest from first-time buyers are the largest positives. Household formation: The number of households being formed is the most basic measure of marginal new demand for housing units. Household formation was suppressed during the Great Recession and early recovery years, because very poor job prospects and restricted access to credit sorely limited prospective new households from entering both the rental and ownership market. From 2007-2013, the annual household formation rate was 625,000, compared to over 1.1 million in the pre-crisis period.1 Now that the unemployment rate is at 5% and job security is improving, household formation rates are accelerating, particularly among young adults who have hitherto delayed moving out on their own. Monthly numbers are choppy, but household formation could easily run on average at 1.1 million per year for the next few years, simply to make up for muted rates post-housing crisis. First-time buyers: After years of putting off purchases, first-time buyers appear to be finally coming back to the housing market (Chart 9). According to the National Association of Realtors, the proportion of first-time homebuyers for existing home sales has reached its highest mark since July 2012 (34%). But there is still room for this share to improve, as prior to 2007, first-time homebuyers averaged about 40% of total purchases. Once again, persistent income gains and job security will be the driving factors behind first-time homebuyers' decisions. Could a Fed interest rate rise slow housing demand? We don't think so. Mortgage payments relative to income will remain well below their long-term average even if rates are increased by 200bps, an extreme case scenario. Even under this scenario, housing affordability would still be above average, conservatively assuming that income is held constant (Chart 10). Income and employment prospects will continue to trump mortgage rates for consumers making housing decisions; the current employment backdrop is positive for continued housing market activity. Chart 10December Rate Hike Won't Bother The Housing Market Chart 11Supply Is Tight From a supply perspective, conditions remain ripe for more robust construction activity. As Chart 11 shows, the supply of new homes remains low both in absolute, and in terms of months of supply. The bottom line is that we do not fear that a December rate hike will be particularly onerous for the residential real estate market. Plenty of pent-up demand for housing still exists, and this will provide long-term support, so long as the labor market remains robust, as we expect. The recent soft patch in housing will give way to stronger home building activity in the coming months, helping to boost real GDP growth in 2017. Lenka Martinek, Vice President U.S. Investment Strategy lenka@bcaresearch.com 1 The State Of the Nation's Housing 2016, Joint Centre For Housing Studies of Harvard University http://jchs.harvard.edu/research/publications/state-nations-housing-2016